FR
Frank A. Riley
HARDY REED
Tupelo, MS 38804
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CRD#: 7337253
FR
Professional summary
Frank A. Riley Jr. is a registered financial advisor currently at HARDY REED, LLC located in Tupelo, Mississippi.
Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Frank has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mississippi State University, John C. Stennis Institute of Government and Community Development. Non-investment related. Research Associate III, doing business development. May 2011- present, about 25 hours a week.
CRS (Client Relationship Summary) - RIA
Click below to view Frank A. Riley Jr.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 21, 2021 - Present
HARDY REED, LLC
Office #1: 101 S. Front Street, Tupelo, MS 38804Office #2: 101 S. Front Street, Tupelo, MS 38804RIA
CRD#: 141024
Tupelo, MS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HR
HARDY REED, LLC
COMMODORE INVESTMENT COMPANY, INC. | HARDY REED, LLC | HARDY REED FRUGE CAPITAL ADVISORS, LLC | HARDY REED CAPITAL ADVISORS, LLC | HARDY REED | COMMODORE INVESTMENT COMPANY, LLC
CRD#: 141024 / SEC#: 801-66976
RIA
Registered Investment Advisory firm - (7/5/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Mississippi(5/21/2021)
Current Firm
HR
HARDY REED, LLC
COMMODORE INVESTMENT COMPANY, INC. | HARDY REED, LLC | HARDY REED FRUGE CAPITAL ADVISORS, LLC | HARDY REED CAPITAL ADVISORS, LLC | HARDY REED | COMMODORE INVESTMENT COMPANY, LLC
CRD#: 141024 / SEC#: 801-66976
RIA
Registered Investment Advisory firm - (7/5/2006 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
101 S. Front Street, Tupelo, MS 38804
Mailing Address
P.o. Box 437, Tupelo, MS 38802-0437
Phone number
(662) 823-4722
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 365 |
| AUM (Assets Under Management) | $ 2,357,448,960 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HARDY REED, LLC
CRD#: 141024Tupelo, MS 38804TRUST BUT VERIFY
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