Tanner J. Friesenhahn

TEAMWORK FINANCIAL ADVISORS

New Braunfels, TX 78130

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CRD#: 7337038

Professional summary

Tanner J. Friesenhahn, who also goes by Tanner Friesenhahn, is a registered financial advisor currently at TEAMWORK FINANCIAL ADVISORS, LLC located in New Braunfels, Texas.

Tanner is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Tanner has worked at 2 firms and has passed the Series 65, Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tanner Friesenhahn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 12/2022 - Pontem Financial / DBA for LPL Business (entity for LPL business) / Investment Related / 160 Hours per month / 100 Time spent percent / 9 Hours during Trading / San Antonio, TX

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tanner J. Friesenhahn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 20, 2024 - Present

TEAMWORK FINANCIAL ADVISORS, LLC

Office #1: 2115 Stephens Pl Ste 530, New Braunfels, TX 78130

RIA

CRD#: 165237

New Braunfels, TX

Past

May 22, 2023 - December 24, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN ANTONIO, TX

Past

February 18, 2023 - December 24, 2024

LPL FINANCIAL LLC

CRD#: 6413

SAN ANTONIO, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TEAMWORK FINANCIAL ADVISORS, LLC

TEAMWORK FINANCIAL ADVISORS LLC | TEAMWORK FINANCIAL ADVISORS, LLC

CRD#: 165237 / SEC#: 801-114801

RIA

Registered Investment Advisory firm - (3/6/2019 Approved)

Texas

Registered Investment Advisory firm - (3/27/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/16/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 5/19/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/17/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/10/2022

Securities Industry Essentials Examination

Current Firm

TEAMWORK FINANCIAL ADVISORS, LLC

TEAMWORK FINANCIAL ADVISORS LLC | TEAMWORK FINANCIAL ADVISORS, LLC

CRD#: 165237 / SEC#: 801-114801

RIA

Registered Investment Advisory firm - (3/6/2019 Approved)

Texas

Registered Investment Advisory firm - (3/27/2019 Terminated)

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Contact information

Main Address

8 Dominion Drive Bldg 100-103, San Antonio, TX 78257

Mailing Address

Phone number

(210) 687-1333

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TEAMWORK FINANCIAL ADVISORS, LLC ADV PART 2A (3/20/2025)

Regulatory assets under management

Total Number of Accounts	4,253
AUM (Assets Under Management)	$ 800,455,586

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Tanner J. Friesenhahn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tanner J. Friesenhahn's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

TEAMWORK FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/16/2025

Series 66

Date: 5/19/2023

Series 7TO

Date: 2/17/2023

SIE

Date: 11/10/2022

Current Firm

TEAMWORK FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TEAMWORK FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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