Scott E. Bordelon

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CRD#: 733645

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Scott Edward Bordelon, AIF®, CFP® was a registered financial professional .

Scott is a previously registered financial professional and started their career in finance in 1981. Scott had worked at 9 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

***SCOTT E. BORDELON AGENT/BROKER - FIXED INSURANCE SALES - INVESTMENT RELATED - START DATE: 3/1978 LOCATED AT 72096 RAMOS AVE STE D; COVINGTON, LA ***CLAIBORNE OAKS PROPERTIES, LLC POSITION: Managing Member NATURE: Office Building - Office Rental Property includes an Event Center that we rent out to the public. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 1 START DATE: 05/21/1991 ADDRESS: 72096 Ramos Ave Ste D, Covington LA 70433 DESCRIPTION: Rent office space to businesses and rent an event center to the public.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 1984

Experience

Past

January 18, 2023 - October 16, 2023

BEAM WEALTH ADVISORS, INC.

RIA

CRD#: 109867

COVINGTON, LA

Past

April 1, 2022 - December 31, 2022

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Covington, LA

Past

July 9, 2015 - April 5, 2022

SECURITIES AMERICA, INC.

CRD#: 10205

COVINGTON, LA

Past

September 8, 2009 - July 21, 2015

LPL FINANCIAL LLC

CRD#: 6413

COVINGTON, LA

Past

May 8, 2002 - December 31, 2022

BEAM WEALTH ADVISORS, INC.

RIA

CRD#: 109867

COVINGTON, LA

Past

March 31, 1999 - September 8, 2009

MUTUAL SERVICE CORPORATION

CRD#: 4806

COVINGTON, LA

Past

August 15, 1986 - March 31, 1999

TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359

IRVINE, CA

Past

July 27, 1984 - August 28, 1986

LOWRY FINANCIAL SERVICES CORPORATION

CRD#: 7291

Past

January 16, 1984 - August 6, 1984

CARDELL & ASSOCIATES, INCORPORATED

CRD#: 7700

Past

July 3, 1981 - January 4, 1984

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BEAM WEALTH ADVISORS, INC.

CRD#: 109867 / SEC#: 801-60334

RIA

Registered Investment Advisory firm - (6/22/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/26/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/20/1985

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 2/13/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 7/1/1981

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/21/1986

General Securities Principal Examination

Current Firm

BEAM WEALTH ADVISORS, INC.

CRD#: 109867 / SEC#: 801-60334

RIA

Registered Investment Advisory firm - (6/22/2001 Approved)

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Contact information

Main Address

72096 Ramos Avenue Suite D, Covington, LA 70433

Mailing Address

Phone number

(985) 893-1440

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (34 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BEAM BWA BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	5,006
AUM (Assets Under Management)	$ 1,314,316,357

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott E. Bordelon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

SECURITIES AMERICA, INC.

LPL FINANCIAL LLC

BEAM WEALTH ADVISORS, INC.

MUTUAL SERVICE CORPORATION

TITAN/VALUE EQUITIES GROUP, INC.

LOWRY FINANCIAL SERVICES CORPORATION

CARDELL & ASSOCIATES, INCORPORATED

GUARDIAN INVESTOR SERVICES LLC

Primary Firm SEC Registration

BEAM WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/26/1988

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/20/1985

Series 22

Date: 2/13/1984

Series 6

Date: 7/1/1981

Series 24

Date: 7/21/1986

Current Firm

BEAM WEALTH ADVISORS, INC.

Contact information

SEC notice filing (34 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BEAM WEALTH ADVISORS, INC.

TRUST BUT VERIFY

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