Cole H. Mendenhall

TULSA, OK 74120

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CRD#: 7336376

Professional summary

Cole Hunter Mendenhall, who also goes by Cole H Mendenhall, was a registered financial advisor .

Cole is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Cole had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

Cole H Mendenhall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 13, 2026 - Present

Office #1: 1604 South Peoria Avenue, Tulsa, OK 74120

TULSA, OK

Past

September 19, 2024 - September 20, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

TULSA, OK

Past

January 18, 2023 - March 6, 2023

MORGAN STANLEY

RIA

CRD#: 149777

Tulsa, OK

Past

June 10, 2021 - January 4, 2023

MORGAN STANLEY

RIA

CRD#: 149777

Tulsa, OK

Past

April 27, 2021 - March 6, 2023

MORGAN STANLEY

CRD#: 149777

Tulsa, OK

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(7/13/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/10/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/27/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/29/2021

Securities Industry Essentials Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Cole H. Mendenhall

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY

State Registrations and Notice Filings

Exams

Series 66

Date: 3/10/2021

Series 7TO

Date: 4/27/2021

SIE

Date: 3/29/2021

Current firm

No current employment

Red Flags

Company Information

No current employment

TRUST BUT VERIFY

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