DC
Dennis A. Cirbo
MADISON AVENUE SECURITIES
Lakewood, CO 80228
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CRD#: 733633
DC
Professional summary
Dennis Alan Cirbo is a registered financial advisor currently at MADISON AVENUE SECURITIES, LLC located in Lakewood, Colorado.
Dennis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Dennis has worked at 4 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. DBA AND INSURANCE: CIRBO & ASSOCIATES FINANCIAL SERVICES; INVESTMENT RELATED; 165 S. UNION BLVD., #902, LAKEWOOD CO 80228; GATHER DATA AND ADVISE ON STRATEGIES AND PRODUCTS; FIXED INSURANCE, GROUP INSURANCE, LIFE INSURANCE, DISABILITY INSURANCE SALES, LTX, ; OWNER; STARTED 01/1999; 190 HRS/MO. 2. EQUITY INDEXED ANNUITIES WITH AMERICAN EQUITY INVESTMENT INS. CO, ALLIANZ, ING, AMERICAN INVESTORS; NOT INVESTMENT RELATED; 20 HRS/MO. 3. NAME OF BUSINESS: DENNIS CIRBO/CIRBO AND ASSOCIATES POSITION: BROKER/OWNER NATURE: INSURANCE INVESTMENT RELATED: YES HOURS: 40 INVESTMENT RELATED HOURS: 10 START DATE: 05/01/1980 ADDRESS: 165 S. UNION BLVD., #902, LAKEWOOD CO 80228 DESCRIPTION: SALES AND MANAGEMENT. FIXED INSURANCE, GROUP INSURANCE, LIFE INSURANCE, DISABILITY INSURANCE SALES, LTX DESCRIPTION:CERTIFIED FINANCIAL WELLNESS EDUCATOR (CFWE) FOR FINANCIAL WELLNESS FOUNDATION.
CRS (Client Relationship Summary) - RIA
Click below to view Dennis Alan Cirbo's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Dennis Alan Cirbo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 1, 2011 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 165 S. Union Blvd. Suite 902, Lakewood, CO 80228RIA
BD
CRD#: 23224
Lakewood, CO
Current
December 1, 2011 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 165 S. Union Blvd. Suite 902, Lakewood, CO 80228RIA
BD
CRD#: 23224
Lakewood, CO
Past
November 30, 2005 - December 14, 2011
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
DENVER, CO
Past
January 22, 1999 - December 14, 2011
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
DENVER, CO
Past
April 5, 1989 - January 28, 1999
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
CINCINNATI, OH
Past
July 1, 1981 - May 23, 1989
VERAVEST INVESTMENTS, INC.
BD
CRD#: 3960
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/7/2012)
RR
California(1/4/2012)
RR
Colorado(12/1/2011)
IAR
Colorado(12/1/2011)
RR
Florida(1/5/2012)
RR
Illinois(9/3/2021)
RR
Iowa(11/27/2023)
RR
Kansas(1/4/2012)
RR
Pennsylvania(6/29/2022)
RR
South Carolina(4/15/2025)
RR
Texas(1/6/2012)
IAR
Texas(5/25/2023)
RR
Washington(1/29/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Mailing Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Phone number
(858) 207-1300
Established
Delaware since 05/05/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
93
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KT EQUITY PARTNERS II, LLC | DIRECT OWNER | |
| CALLANAN, DAVID JAMES | MEMBER | 4237166 |
| FIXSEN, VILAYPHONE | CHIEF OPERATING OFFICER | 4585926 |
| FOSTER, CODY GRANT | MEMBER | 4237075 |
| JENSEN, GAIL MARIE | DEPUTY CHIEF COMPLIANCE OFFICER | 1943705 |
| MCNEES, MARTIN WILLIAM | PRESIDENT | 3168410 |
| METCALFE, INC. | OWNER | |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHENDEL, JENNIFER | MEMBER | 6136948 |
| WOODS, SANDRA ANN | FINOP | 6200533 |
Regulatory assets under management
| Total Number of Accounts | 14,100 |
| AUM (Assets Under Management) | $ 2,038,801,712 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
