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Dale Scott Siligmueller

CRD# 733630·Registered 1981 - 2026
Previously Registered: Being a previously registered professional could mean that Dale is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Dale Scott Siligmueller was a registered financial advisor. Dale was a previously registered financial professional and started their career in finance 1981 - 2026. Dale had worked at 7 firms and has passed the Series 66, Series 7 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years in the financial services industry

Current & Past Employments

ROTHSCHILD WEALTH LLC·CRD# 162442
RIA
Oakbrook, IL
October 16, 2025 - May 26, 2026
SILIGMUELLER & NORVID WEALTH ADVISORS LLC·CRD# 109265
RIA
Oak Brook, IL
November 15, 2012 - November 7, 2025
DWS DISTRIBUTORS, INC.·CRD# 37306
BD
Chicago, IL
February 1, 1995 - April 9, 1998
SELECTED FINANCIAL SERVICES, INC.·CRD# 29242
BD
December 4, 1991 - October 25, 1993
KEMPER SECURITIES GROUP, INC.·CRD# 26062
BD
May 10, 1990 - August 14, 1990
INVESTORS BROKERAGE SERVICES, INC.·CRD# 4257
BD
Elgin, IL
November 7, 1986 - August 2, 1995
KEMPER FINANCIAL SERVICES, INC.·CRD# 798
BD
June 10, 1981 - February 1, 1995

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Current Firm

RW
ROTHSCHILD WEALTH LLC

REYNOLDS WEALTH, LLC | SENTINUS, LLC | ROTHSCHILD WEALTH LLC

CRD#: 162442 / SEC#: 801-74818
RIA
Registered Investment Advisory firm - SEC (4/16/2012 Approved)

Contact Information

Main Address

700 Commerce Drive Suite 170, Oakbrook, IL 60523

Phone Number

(630) 448-5711

# of Employees

27

SEC notice filing (17 States and Territories)

Registered to provide investment advisory services in 17 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ROTHSCHILD WEALTH ADV2A (3/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

3,656

AUM (Assets Under Management)

$1,697,509,307

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
01/29/2026Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
ROTHSCHILD WEALTH LLC

REYNOLDS WEALTH, LLC | SENTINUS, LLC | ROTHSCHILD WEALTH LLC

CRD#: 162442 / SEC#: 801-74818
RIA
Registered Investment Advisory firm - SEC (4/16/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 1998About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Feb 1998About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Jun 1981About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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