Dale S. Siligmueller

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CRD#: 733630

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Dale Scott Siligmueller was a registered financial professional .

Dale is a previously registered financial professional and started their career in finance in 1981. Dale had worked at 7 firms and has passed the Series 66, Series 7 and Series 27 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 16, 2025 - May 26, 2026

ROTHSCHILD WEALTH LLC

RIA

CRD#: 162442

OAKBROOK, IL

Past

November 15, 2012 - November 7, 2025

SILIGMUELLER & NORVID WEALTH ADVISORS LLC

RIA

CRD#: 109265

OAK BROOK, IL

Past

February 1, 1995 - April 9, 1998

DWS DISTRIBUTORS, INC.

CRD#: 37306

CHICAGO, IL

Past

December 4, 1991 - October 25, 1993

SELECTED FINANCIAL SERVICES, INC.

CRD#: 29242

Past

May 10, 1990 - August 14, 1990

KEMPER SECURITIES GROUP, INC.

CRD#: 26062

Past

November 7, 1986 - August 2, 1995

INVESTORS BROKERAGE SERVICES, INC.

CRD#: 4257

ELGIN, IL

Past

June 10, 1981 - February 1, 1995

KEMPER FINANCIAL SERVICES, INC.

CRD#: 798

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROTHSCHILD WEALTH LLC

REYNOLDS WEALTH, LLC | SENTINUS, LLC | ROTHSCHILD WEALTH LLC

CRD#: 162442 / SEC#: 801-74818

RIA

Registered Investment Advisory firm - (4/16/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/29/1998

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 2/9/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 6/8/1981

Financial and Operations Principal Examination

Current Firm

ROTHSCHILD WEALTH LLC

REYNOLDS WEALTH, LLC | SENTINUS, LLC | ROTHSCHILD WEALTH LLC

CRD#: 162442 / SEC#: 801-74818

RIA

Registered Investment Advisory firm - (4/16/2012 Approved)

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Contact information

Main Address

700 Commerce Drive Suite 170, Oakbrook, IL 60523

Mailing Address

Phone number

(630) 448-5711

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ROTHSCHILD WEALTH ADV2A (1/7/2026)

Regulatory assets under management

Total Number of Accounts	2,878
AUM (Assets Under Management)	$ 751,143,585

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/29/2026	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dale S. Siligmueller

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SILIGMUELLER & NORVID WEALTH ADVISORS LLC

DWS DISTRIBUTORS, INC.

SELECTED FINANCIAL SERVICES, INC.

KEMPER SECURITIES GROUP, INC.

INVESTORS BROKERAGE SERVICES, INC.

KEMPER FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

ROTHSCHILD WEALTH LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/29/1998

Series 7

Date: 2/9/1998

Series 27

Date: 6/8/1981

Current Firm

ROTHSCHILD WEALTH LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ROTHSCHILD WEALTH LLC

TRUST BUT VERIFY

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