Paul D. Scoles

JNBA FINANCIAL ADVISORS

Bloomington, MN 55437

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CRD#: 7336164

Professional summary

Paul Daniel Scoles is a registered financial advisor currently at JNBA FINANCIAL ADVISORS, LLC located in Bloomington, Minnesota.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Paul has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Independent Insurance Agent; not investment-related; started 10/2021; zero hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Daniel Scoles's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 6, 2023 - Present

JNBA FINANCIAL ADVISORS, LLC

Office #1: 8500 Normandale Lake Blvd Suite 450, Bloomington, MN 55437

RIA

CRD#: 106550

Bloomington, MN

Past

June 29, 2023 - November 8, 2023

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

MINNEAPOLIS, MN

Past

October 21, 2022 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

MINNEAPOLIS, MN

Past

July 19, 2022 - November 8, 2023

CETERA WEALTH SERVICES, LLC

CRD#: 13572

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JNBA FINANCIAL ADVISORS, LLC

JNBA FINANCIAL ADVISORS INC | JNBA FINANCIAL ADVOCATES | JNBA FINANCIAL ADVISORS, LLC

CRD#: 106550 / SEC#: 801-21522

RIA

Registered Investment Advisory firm - (6/29/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(12/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/20/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/19/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/8/2022

Securities Industry Essentials Examination

Current Firm

JNBA FINANCIAL ADVISORS, LLC

JNBA FINANCIAL ADVISORS INC | JNBA FINANCIAL ADVOCATES | JNBA FINANCIAL ADVISORS, LLC

CRD#: 106550 / SEC#: 801-21522

RIA

Registered Investment Advisory firm - (6/29/1984 Approved)

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Contact information

Main Address

8500 Normandale Lake Blvd Suite 450, Bloomington, MN 55437

Mailing Address

Phone number

(952) 844-0995

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A (3/2/2025)

Regulatory assets under management

Total Number of Accounts	3,901
AUM (Assets Under Management)	$ 1,683,609,117

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/17/2025	Cover Page	Report
12/26/2024	Cover Page	Report
02/23/2024	Cover Page	Report
06/21/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul D. Scoles

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Daniel Scoles's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT ADVISERS LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

Primary Firm SEC Registration

JNBA FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/20/2022

Series 7TO

Date: 7/19/2022

SIE

Date: 3/8/2022

Current Firm

JNBA FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

JNBA FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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