Rolf N. Jaegersen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rolf Nils Erik Jaegersen, who also goes by Rolf Nilseric Jaegersen, Rolf Nilserik Jaegersen, was a registered financial professional .
Rolf is a previously registered financial professional and started their career in finance in 1981. Rolf had worked at 6 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2003 - July 14, 2017
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 30, 2003 - March 28, 2003
FSC SECURITIES CORPORATION
February 20, 2002 - March 28, 2003
FSC SECURITIES CORPORATION
October 14, 1991 - February 21, 2002
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
June 16, 1988 - October 29, 1991
MARINER FINANCIAL SERVICES, INC.
January 19, 1987 - February 10, 1987
INTEGRATED RESOURCES EQUITY CORPORATION
January 9, 1986 - June 20, 1988
EQUITY SERVICES, INC.
June 24, 1981 - January 21, 1986
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
