Brenden M. Johnson
Professional summary
Brenden Michael Johnson, who also goes by Brenden M Johnson, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Brenden is registered as a RR (Registered Representative) and started their career in finance in 2024. Brenden has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 79TO exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brenden Michael Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 29, 2026 - Present
FINALIS SECURITIES LLC
Office #1: 450 Lexington Ave., New York, NY 10017September 5, 2024 - September 5, 2025
MOELIS & COMPANY LLC
April 8, 2024 - August 30, 2024
STIFEL, NICOLAUS & COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/29/2026)
(6/4/2026)
Exams
Series 7TO
Date: 11/21/2024
General Securities Representative ExaminationSeries 79TO
Date: 3/26/2024
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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