Andrew W. Frattaroli

WEALTHSPIRE ADVISORS

Boca Raton, FL 33432

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CRD#: 7334899

Professional summary

Andrew William Frattaroli, who also goes by Andrew Frattaroli, is a registered financial advisor currently at WEALTHSPIRE ADVISORS located in Boca Raton, Florida.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Andrew has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew Frattaroli

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew William Frattaroli's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 26, 2023 - Present

WEALTHSPIRE ADVISORS

Office #1: 150 East Palmetto Park Road Suite 800, Boca Raton, FL 33432

RIA

CRD#: 147592

Boca Raton, FL

Past

September 23, 2021 - November 4, 2021

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

MIAMI, FL

Past

March 26, 2021 - November 4, 2021

EQUITABLE ADVISORS, LLC

CRD#: 6627

MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHSPIRE ADVISORS

GM ADVISORY GROUP, INC. | WEALTHSPIRE ADVISORS | GMAG DIVERSIFIED FUND GP, LLC | GM ADVISORY GROUP, LLC

CRD#: 147592 / SEC#: 801-69418

RIA

Registered Investment Advisory firm - (7/29/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/26/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/21/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/26/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/17/2020

Securities Industry Essentials Examination

Current Firm

WEALTHSPIRE ADVISORS

GM ADVISORY GROUP, INC. | WEALTHSPIRE ADVISORS | GMAG DIVERSIFIED FUND GP, LLC | GM ADVISORY GROUP, LLC

CRD#: 147592 / SEC#: 801-69418

RIA

Registered Investment Advisory firm - (7/29/2008 Approved)

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Contact information

Main Address

400 Broadhollow Road Suite 301, Melville, NY 11747

Mailing Address

Phone number

(631) 227-3900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (3/28/2025)

PART 2A: FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	743
AUM (Assets Under Management)	$ 3,682,831,523

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/01/2025	Cover Page	Report
09/05/2024	Cover Page	Report
11/07/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew W. Frattaroli

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew William Frattaroli's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTHSPIRE ADVISORS

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

WEALTHSPIRE ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 9/21/2021

Series 7TO

Date: 3/26/2021

SIE

Date: 11/17/2020

Current Firm

WEALTHSPIRE ADVISORS

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WEALTHSPIRE ADVISORS

TRUST BUT VERIFY

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