Gary G. Vanwormer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Gerald Vanwormer was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1981. Gary had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2000 - November 7, 2018
ABACUS INVESTMENTS, INC.
December 20, 1989 - December 31, 2003
BTS ASSET MANAGEMENT, INC.
May 18, 1989 - November 12, 1999
GENEVA SECURITIES,INC.
September 12, 1988 - August 30, 1989
SUPENA-NYMAN INVESTMENT CORPORATION
June 29, 1981 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
June 29, 1981 - September 13, 1988
IDS LIFE INSURANCE COMPANY
June 29, 1981 - September 13, 1988
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ABACUS INVESTMENTS, INC.
CRD#: 35127 / SEC#: , 8-46571
Contact information
FINRA licenses (16 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MONEY CONCEPTS INTERNATIONAL, INC. | OWNER | |
| HOHENSEE, FREDERICK EARL | PRESIDENT - CHIEF COMPLIANCE OFFICER | 1431948 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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