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JG

James P. Gilligan

REDBRIDGE GLOBAL MARKETS
HOUSTON, TX 77002
Some features on this profile are disabled
CRD#: 7334807
JG

Professional summary

James P. Gilligan is a registered financial professional currently at REDBRIDGE GLOBAL MARKETS, LLC located in Houston, Texas.

James is registered as a RR (Registered Representative) and started their career in finance in 2021. James has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James P. Gilligan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 3, 2025 - Present

REDBRIDGE GLOBAL MARKETS, LLC

Office #1: 712 Main Street Suite 800, Houston, TX 77002
BD
CRD#: 319550
HOUSTON, TX
Past

March 23, 2021 - August 27, 2024

MFR SECURITIES, INC.

BD
CRD#: 36308
NAPLES, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(9/3/2025)
RR
New York
(9/3/2025)
RR
Texas
(9/3/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 4/15/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/23/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/30/2021
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/21/2023
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

RG
REDBRIDGE GLOBAL MARKETS, LLC
REDBRIDGE GLOBAL MARKETS, LLC

CRD#: 319550 / SEC#: , 8-70909

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
712 Main Street Suite 800, Houston, TX 77002
Mailing Address
712 Main Street Suite 1820, Houston, TX 77002
Phone number
(346) 561-5623
Established
Delaware since 12/01/2021
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
REDBRIDGE USA, INC.MEMBER
FIALA, ANGELA MARIAFINOP/PFO/POO5163386
KURIA, KATHY JONESCCO4004859
LOKKER, AUDREY MATHERCEO5506908

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REDBRIDGE GLOBAL MARKETS, LLC

CRD#: 319550Houston, TX 77002

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