NF
Nicholas R. Ford
ARNOLD AND MOTE WEALTH MANAGEMENT
Hiawatha, IA 52233
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CRD#: 7334699
NF
Professional summary
Nicholas Robert Ford is a registered financial advisor currently at ARNOLD AND MOTE WEALTH MANAGEMENT located in Hiawatha, Iowa.
Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Nicholas has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Dumars Properties LLC Not investment related 510 Edelweiss Ln, Tiffin, IA 52340 Real estate holdings President and managing member Started August 2019 40 hours per month 0 during securities trading hours Coovergroup LLC Not investment related 821 Crystal St, Ames, IA 50010 Web design Treasurer Started July 2005 1 hour per month 0 during securities trading hours
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Robert Ford's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 8, 2021 - Present
ARNOLD AND MOTE WEALTH MANAGEMENT
Office #1: 1202 Dina Court Suite B, Hiawatha, IA 52233RIA
CRD#: 283698
Hiawatha, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ARNOLD AND MOTE WEALTH MANAGEMENT
ARNOLD AND MOTE WEALTH MANAGEMENT | ARNOLD FINANCIAL PLANNING LLC
CRD#: 283698 / SEC#: 801-123293
RIA
Registered Investment Advisory firm - (2/22/2022 Approved)Iowa
Registered Investment Advisory firm - (2/24/2022 Terminated)Texas
Registered Investment Advisory firm - (2/23/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(2/8/2021)
IAR
Texas(10/14/2022)
Current Firm
AA
ARNOLD AND MOTE WEALTH MANAGEMENT
ARNOLD AND MOTE WEALTH MANAGEMENT | ARNOLD FINANCIAL PLANNING LLC
CRD#: 283698 / SEC#: 801-123293
RIA
Registered Investment Advisory firm - (2/22/2022 Approved)Iowa
Registered Investment Advisory firm - (2/24/2022 Terminated)Texas
Registered Investment Advisory firm - (2/23/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1202 Dina Court Suite B, Hiawatha, IA 52233
Mailing Address
Phone number
(319) 393-4020
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 539 |
| AUM (Assets Under Management) | $ 128,339,847 |
Red Flags
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