George S. Greer
STIFEL, NICOLAUS & COMPANY | Financial Advisor
MACON, GA 31210
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CRD#: 7334603
Professional summary
George Smith Greer, who also goes by George Greer, is a registered financial advisor currently at STIFEL, NICOLAUS & COMPANY, INCORPORATED located in Macon, Georgia.
George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. George has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
George Greer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Tron Jackson; 169 Country Club Road Macon, GA 31210; Semi-professional cover band playing rock and roll; Lead guitarist; Playing lead guitar; 01/01/2005; 20 hrs/year; Not During Security Trading Hours; Not Investment-Related 2. 21st Century Partnership, Inc.; 804 Park Drive Warner Robins GA 31088; Non profit corporation in support of Robins Air Force Base; Director; Attend quarterly board meetings; 01/18/2023; 5 hrs/quarter; During security trading hours; Not Investment-Related 3. Idle Hour Club, Inc.; 251 Idle Hour Drive Macon GA 31210; Private Country Club; Director; I am in charge of pool and entertainment; 01/16/2025; 10 hrs/month; Not during security trading hours; Not Investment-Related 4. Ocmulgee National Park and Preserve Initiative, Inc.; 1207 Emery Highway Macon GA 31217; Support for creation of Georgia's first national park in Macon, GA; Director; Build community support for federal legislation creating Georgia's first national park in Macon; 01/01/2021; 2 hrs/month; not during security trading hours; Not Investment-Related 5. Terrapin Investments, LLC; 169 Country Club Road Macon, GA 31210; Terrapin Investments, LLC is a Georgia limited liability company that purchased some real estate in 2015 that sold in 2023.; 50% Member; 03/10/2015; 2 hrs/year; Not During Security Trading Hours; Investment-Related 6. Middle Georgia Regional Commission; 3661 Eisenhower Parkway, Macon, GA 31206; To promote development and coordination of municipal governments in Middle Georgia; Budget, Audit and Personnel Committee member; We review compensation for the MGRC's personnel and approve the annual budget for the MGRC; 1/1/2023; 2 Hours per year; Not during securities trading hours; Not investment-related 7. Middle Georgia Regional Commission; 3661 Eisenhower Parkway, Macon, GA 31206; To promote comprehensive planning and technical support for an 11 county region in central Georgia; Member of the Commission; To approve plans and review developments of regional impact in central Georgia; 10/31/2022; 5 hrs/month; Not during securities trading hours; Not investment-related
CRS (Client Relationship Summary) - RIA
Click below to view George Smith Greer's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view George Smith Greer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 12, 2025 - Present
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Office #1: 5400 Riverside Drive Suite 201, Macon, GA 31210RIA
BD
CRD#: 793
MACON, GA
Current
March 12, 2025 - Present
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Office #1: 5400 Riverside Drive Suite 201, Macon, GA 31210RIA
BD
CRD#: 793
MACON, GA
Past
May 12, 2021 - March 17, 2025
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
MACON, GA
Past
April 1, 2021 - March 17, 2025
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
MACON, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STIFEL, NICOLAUS & COMPANY, INCORPORATED
EATON PARTNERS | WASHINGTON CROSSING ADVISORS | TWP PRIVATE WEALTH MANAGEMENT | STIFEL, NICOLAUS & COMPANY, INCORPORATED | STIFEL NICOLAUS & CO INC INVESTMENT SERVICES | STIFEL CAPITAL ADVISORS
CRD#: 793 / SEC#: 801-10746, 8-1447
RIA
Registered Investment Advisory firm - SEC (5/7/1975 Approved)Georgia
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/12/2025)
RR
Arizona(3/12/2025)
RR
Arkansas(3/12/2025)
RR
California(3/12/2025)
RR
Colorado(3/12/2025)
RR
Connecticut(3/12/2025)
RR
District of Columbia(3/12/2025)
RR
Florida(3/12/2025)
RR
Georgia(3/12/2025)
IAR
Georgia(3/13/2025)
RR
Illinois(3/12/2025)
RR
Indiana(3/12/2025)
RR
Kansas(4/9/2025)
RR
Kentucky(3/12/2025)
RR
Louisiana(3/12/2025)
RR
Maryland(3/12/2025)
RR
Massachusetts(3/12/2025)
RR
Mississippi(3/12/2025)
RR
Missouri(3/12/2025)
RR
Montana(3/12/2025)
RR
Nevada(4/4/2025)
RR
New Jersey(3/12/2025)
RR
New Mexico(3/12/2025)
RR
New York(3/12/2025)
RR
North Carolina(3/19/2025)
RR
Ohio(3/12/2025)
RR
Pennsylvania(3/12/2025)
RR
Rhode Island(3/12/2025)
RR
South Carolina(3/12/2025)
RR
Tennessee(3/12/2025)
RR
Texas(3/12/2025)
IAR
Texas(3/12/2025)
RR
Virginia(3/12/2025)
RR
Wisconsin(3/12/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/1/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
STIFEL, NICOLAUS & COMPANY, INCORPORATED
EATON PARTNERS | WASHINGTON CROSSING ADVISORS | TWP PRIVATE WEALTH MANAGEMENT | STIFEL, NICOLAUS & COMPANY, INCORPORATED | STIFEL NICOLAUS & CO INC INVESTMENT SERVICES | STIFEL CAPITAL ADVISORS
CRD#: 793 / SEC#: 801-10746, 8-1447
RIA
Registered Investment Advisory firm - SEC (5/7/1975 Approved)Georgia
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
501 North Broadway, St Louis, MO 63102
Mailing Address
501 North Broadway, St. Louis, MO 63102
Phone number
(314) 342-2000
Established
Missouri since 02/20/1900
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
6,464
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STIFEL FINANCIAL CORP. | SHAREHOLDER | |
| AYD, PAUL JOSEPH | CHIEF COMPLIANCE OFFICER - CAPITAL MARKETS | 2963853 |
| BRIGHT, GEOFFREY CLYDE JR | CHIEF COMPLIANCE OFFICER - PRIVATE CLIENT GROUP | 4696103 |
| BROOKS, PATRICK RODGERS | ROSFP - CAPITAL MARKETS | 2223412 |
| DODSON, CHARLES EDWARD | CCO ADVISORY SERVICES | 1744430 |
| FISHER, MARK PHILIP | GENERAL COUNSEL, SECRETARY | 4970942 |
| HYDE, GINA ELIZABETH | CHIEF COMPLIANCE OFFICER - CAPITAL MARKETS | 2812751 |
| KRUSZEWSKI, RONALD JAMES | PRESIDENT, CHIEF EXECUTIVE OFFICE & CHAIRMAN OF THE BOARD | 1434827 |
| MELINGER, ADAM SCOTT | ROSFP - PCG | 2373020 |
| NOLL, DOUGLAS WAYNE | PRINCIPAL OPERATIONS OFFICER | 1614129 |
| RAYMOND, CHARLES BRADFORD GREEN | CO-HEAD GLOBAL INSTITUTIONAL EQUITIES & ADVISORY | 2796106 |
| SCHRICK, FREDERICK RICHARD | PRINCIPAL FINANCIAL OFFICER | 5636488 |
| SLINEY, DAVID DEAN | SENIOR VICE PRESIDENT & DIRECTOR | 2276514 |
| ZEMLYAK, JAMES MARK | EXECUTIVE VICE PRESIDENT & DIRECTOR | 1586132 |
Regulatory assets under management
| Total Number of Accounts | 368,405 |
| AUM (Assets Under Management) | $ 171,209,609,487 |
Disclosures
| Regulatory Event | 168 |
| Civil Event | 2 |
| Arbitration | 60 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/18/2024 | ||
| 12/19/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Financial AdvisorCRD#: 793Macon, GA 31210TRUST BUT VERIFY
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Contact information
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