Nicholas L. Hoogendyk

COGENTBLUE

Fort Collins, CO

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CRD#: 7334536

Professional summary

Nicholas Lee Hoogendyk, who also goes by Nicholas Hoogendyk, is a registered financial advisor currently at COGENTBLUE located in Fort Collins, Colorado.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Nicholas has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicholas Hoogendyk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Lee Hoogendyk's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 12, 2026 - Present

COGENTBLUE

RIA

CRD#: 312899

Fort Collins, CO

Past

April 14, 2023 - May 11, 2026

ACORN CREEK CAPITAL LLC

RIA

CRD#: 325809

FORT COLLINS, CO

Past

October 1, 2021 - April 18, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

FORT COLLINS, CO

Past

June 24, 2021 - April 18, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

FORT COLLINS, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COGENTBLUE

COGENTBLUE | COGENTBLUE WEALTH ADVISORS, LLC

CRD#: 312899 / SEC#: 801-125745

RIA

Registered Investment Advisory firm - (5/26/2022 Approved)

Tennessee

Registered Investment Advisory firm - (7/7/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(5/12/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/30/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/24/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/22/2021

Securities Industry Essentials Examination

Current Firm

COGENTBLUE

COGENTBLUE | COGENTBLUE WEALTH ADVISORS, LLC

CRD#: 312899 / SEC#: 801-125745

RIA

Registered Investment Advisory firm - (5/26/2022 Approved)

Tennessee

Registered Investment Advisory firm - (7/7/2022 Terminated)

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Contact information

Main Address

4533 Papermill Drive Suite 105, Knoxville, TN 37909

Mailing Address

Phone number

(865) 309-5892

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A & 2B (1/30/2026)

Regulatory assets under management

Total Number of Accounts	418
AUM (Assets Under Management)	$ 606,032,219

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/30/2025	Cover Page	Report
10/28/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nicholas L. Hoogendyk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Lee Hoogendyk's CRS (Customer Relationship Summary).

Certified licenses

Experience

COGENTBLUE

ACORN CREEK CAPITAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

COGENTBLUE

State Registrations and Notice Filings

Exams

Series 66

Date: 9/30/2021

Series 7TO

Date: 6/24/2021

SIE

Date: 1/22/2021

Current Firm

COGENTBLUE

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

COGENTBLUE

TRUST BUT VERIFY

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