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DR

Dean A. Roberts

EGO DEATH FINANCIAL
ALBUQUERQUE, NM
Some features on this profile are disabled
CRD#: 7333965
DR

Professional summary

Dean Alexander Roberts is a registered financial advisor currently at EGO DEATH FINANCIAL LLC located in Albuquerque, New Mexico.

Dean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Dean has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dean Alexander Roberts's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 25, 2025 - Present

EGO DEATH FINANCIAL LLC

RIA
CRD#: 335569
ALBUQUERQUE, NM
Past

November 27, 2023 - November 18, 2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
ALBUQUERQUE, NM

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Mexico
(4/25/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/1/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/28/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 11/25/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/12/2023
Securities Industry Essentials Examination

Current Firm

ED
EGO DEATH FINANCIAL LLC
EGO DEATH FINANCIAL LLC

CRD#: 335569 / SEC#:

New Mexico
Registered Investment Advisory firm - (4/25/2025 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Albuquerque, NM
Mailing Address
6300 Riverside Plaza Ln Nw Ste 118 Pmb 927683, Albuquerque, NM 87120
Phone number
(505) 456-0390
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EGO DEATH FINANCIAL LLC

CRD#: 335569Albuquerque, NM

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