Frank K. Voss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Kieffer Voss, who also goes by Kieffer Voss, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1981. Frank had worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 8, Series 53, Series 24 and F04 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 1994 - December 31, 2015
GEORGE K. BAUM & COMPANY
April 10, 1990 - May 31, 1994
GKB, INC.
January 17, 1984 - September 13, 1985
KIRCHNER, MOORE & CO. OF KANSAS, INC.
May 29, 1981 - October 29, 1990
DBLKM INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 10/16/1990
General Securities Sales Supervisor Examination (Options Module & General Module)F04
Date: 5/27/1981
Financial Principal ExaminationCurrent Firm
GEORGE K. BAUM & COMPANY
CRD#: 36354 / SEC#: , 8-47195
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
