Dana L. Rice

FOREST PARK CAPITAL

O FALLON, MO 63368

Some features on this profile are disabled

CRD#: 7333373

Professional summary

Dana Lynnette Rice, who also goes by Dana L Gant, is a registered financial advisor currently at FOREST PARK CAPITAL LLC located in O Fallon, Missouri.

Dana is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Dana has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

Dana L Gant

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Elevate Financial Coaching; Investment Related: Yes; Location: 714 Victorywynd Ct. Lake St. Louis MO 63367; Description: Help individuals learn how to manage their finances; Position Title: Financial Coach; Start date: 2023-01-05; Hours per month during trading hours: 40; Hours per month outside trading hours: 20. 2) Excellence in Dentistry; Investment related: No; Location: 1455 Triad Center Dr. #A St. Peters MO 63376; Description: Dental Office; Position Title: Registered Dental Hygienist; Start date: 2017-01-05; Hours per month during trading hours: 12; Hours per month outside trading hours: 0. 3) Insurance Agent; Investment related: Yes; Location: 1480 Woodstone Dr. St. Charles MO 63304; Description of the business: Life insurance Sales; Position Title: Insurance Agent; Start date: 2026-02-01; Hours per month during trading hours: 1; Hours per month outside trading hours: 1;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dana Lynnette Rice's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 28, 2025 - Present

FOREST PARK CAPITAL LLC

Office #1: 4142 Keaton Crossing Blvd Ste 106, O Fallon, MO 63368

RIA

CRD#: 337308

O FALLON, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(10/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/2/2025

Uniform Investment Adviser Law Examination

Current Firm

FOREST PARK CAPITAL LLC

CRD#: 337308 / SEC#:

Missouri

Registered Investment Advisory firm - (8/19/2025 Approved)

Texas

Registered Investment Advisory firm - (7/18/2025 Conditional Restricted)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1480 Woodstone Drive Ste 201, St. Charles, MO 63304

Mailing Address

Phone number

(636) 630-1819

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	218
AUM (Assets Under Management)	$ 48,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Aaron Ungerer

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

FRONTENAC, MO

Michael Etheridge

CORNERSTONE WEALTH MANAGEMENT, LLC

IAR

ST. PETERS, MO

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Dana L. Rice

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dana Lynnette Rice's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOREST PARK CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/2/2025

Current Firm

FOREST PARK CAPITAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FOREST PARK CAPITAL LLC

TRUST BUT VERIFY

Similar Advisors