AG
Aseem Garg
AHARA ADVISORS
Jersey City, NJ 07302
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CRD#: 7333129
AG
Professional summary
Aseem Garg is a registered financial advisor currently at AHARA ADVISORS located in Jersey City, New Jersey.
Aseem is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Aseem has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) the name of the other business: S4A Investments LLC; whether the business is investment-related: Yes; the address of the other business: 201 Marin Blvd Apt 8160, Jersey City, NJ 07302; the nature of the other business: pass through entities for private investments; your position, title, or relationship with the other business: minority owner; the start date of your relationship: November 2020; the approximate number of hours/month you devote to the other business: 1; the number of hours you devote to the other business during securities trading hours: 0; and briefly describe your duties relating to the other business: Periodically use the vehicle to personally invest in private opportunities. || 2) the name of the other business: J6A LLC; whether the business is investment-related: Yes; the address of the other business: 9 9th Ave N, Hopkins MN 55343; the nature of the other business: pass through entities for private investments; your position, title, or relationship with the other business: minority owner; the start date of your relationship: November 2020; the approximate number of hours/month you devote to the other business: 1; the number of hours you devote to the other business during securities trading hours: 0; and briefly describe your duties relating to the other business: Periodically use the vehicle to personally invest in private opportunities.|| 3)the name of the other business: JAISA Spectrum LLC; whether the business is investment-related: Yes; the address of the other business: 201 Marin Blvd Apt 8160, Jersey City, NJ 07302; the nature of the other business: pass through entities for private investments; your position, title, or relationship with the other business: minority owner; the start date of your relationship: November 2020; the approximate number of hours/month you devote to the other business: 1; the number of hours you devote to the other business during securities trading hours: 0; and briefly describe your duties relating to the other business: Periodically use the vehicle to personally invest in private opportunities.
CRS (Client Relationship Summary) - RIA
Click below to view Aseem Garg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 26, 2021 - Present
AHARA ADVISORS
Office #1: 201 Montgomery St Ste 263, Jersey City, NJ 07302RIA
CRD#: 312385
Jersey City, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AHARA ADVISORS
AHARA ADVISORS | AHARA ADVISORS LLC
CRD#: 312385 / SEC#: 801-131074
RIA
Registered Investment Advisory firm - (9/6/2024 Approved)California
Registered Investment Advisory firm - (10/9/2024 Terminated)New Jersey
Registered Investment Advisory firm - (9/9/2024 Terminated)Texas
Registered Investment Advisory firm - (9/9/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(8/10/2023)
IAR
New Jersey(2/26/2021)
IAR
Texas(3/2/2021)
Exams
Current Firm
AA
AHARA ADVISORS
AHARA ADVISORS | AHARA ADVISORS LLC
CRD#: 312385 / SEC#: 801-131074
RIA
Registered Investment Advisory firm - (9/6/2024 Approved)California
Registered Investment Advisory firm - (10/9/2024 Terminated)New Jersey
Registered Investment Advisory firm - (9/9/2024 Terminated)Texas
Registered Investment Advisory firm - (9/9/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
201 Montgomery St Ste 263, Jersey City, NJ 07302
Mailing Address
Phone number
(412) 908-0844
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 95 |
| AUM (Assets Under Management) | $ 122,361,770 |
Red Flags
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