Bradley Johnson

EVERGREEN CAPITAL HOLDINGS

LADERA RANCH, CA 92694

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CRD#: 7332737

Professional summary

Bradley Johnson, who also goes by Brad Johnson, is a registered financial advisor currently at EVERGREEN CAPITAL HOLDINGS, LLC located in Ladera Ranch, California.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Bradley has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brad Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Outside of his activities at Evergreen Capital Holdings, LLC, Bradley Johnson is the Managing Partner of Evergreen Capital Management, LLC, a California limited liability company specializing in private fund investments. Mr. Johnson holds this role as of September 2020 where he is responsible for all investment decisions, spending approximately less than 25% of his time on this activity. Furthermore, Mr. Johnson is the Minority Partner of BID, LLC, a Delaware limited liability corporation, which manages private real estate investments. Mr. Johnson holds this investment related role as of May 2019 and spends less than 10% of his time on this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Johnson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 12, 2021 - Present

EVERGREEN CAPITAL HOLDINGS, LLC

Office #1: 27762 Antonio Pkwy L1-534, Ladera Ranch, CA 92694

RIA

CRD#: 312345

LADERA RANCH, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/12/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/9/2021

Uniform Investment Adviser Law Examination

Current Firm

EVERGREEN CAPITAL HOLDINGS, LLC

EVERGREEN CAPITAL HOLDINGS, LLC | EVERGREEN CAPITAL MANAGEMENT LLC

CRD#: 312345 / SEC#:

California

Registered Investment Advisory firm - (3/12/2021 Approved)

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Contact information

Main Address

23 Corporate Plaza Dr. #150, Newport Beach, CA 92660

Mailing Address

Phone number

(949) 771-7744

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 14,099,516

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bradley Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

EVERGREEN CAPITAL HOLDINGS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/9/2021

Current Firm

EVERGREEN CAPITAL HOLDINGS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EVERGREEN CAPITAL HOLDINGS, LLC

TRUST BUT VERIFY

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