Frank J. Cannata
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Julius Cannata was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1981. Frank had worked at 12 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 15, 1995 - February 10, 1996
LEHWALD, OROSEY & PEPE INCORPORATED
April 14, 1993 - December 31, 1993
WHARTON EQUITY CORPORATION
October 7, 1992 - March 15, 1993
MEYERS POLLOCK ROBBINS, INC.
July 9, 1992 - October 1, 1992
JOSEPHTHAL & CO., INC.
February 19, 1992 - June 24, 1992
THE STAMFORD COMPANY, INC.
April 22, 1991 - January 28, 1992
REICH & CO., INC.
December 13, 1989 - December 20, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
November 19, 1989 - February 12, 1991
OSAIC WEALTH, INC.
June 30, 1989 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
June 3, 1988 - December 2, 1989
EASTER KRAMER GROUP SECURITIES, INC.
December 3, 1984 - April 30, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 22, 1983 - November 21, 1984
UBS FINANCIAL SERVICES INC.
June 23, 1981 - February 16, 1984
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LEHWALD, OROSEY & PEPE INCORPORATED
CRD#: 16677 / SEC#: , 8-34310
Contact information
Documents
Red Flags
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