EW
Edward C. Walusiak
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CRD#: 7332661
EW
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward C Walusiak was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 2022. Edward had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF OTHER BUSINESS: PONAGANSET MIDDLE SCHOOL; INVESTMENT RELATED: NO; ADDRESS: 7 RUSTIC HILL RD N. SCITUATE, RI 02857; NATURE OF BUSINESS: GIRLS SOCCER; START DATE: 09/2022; POSITION/TITLE/RELATIONSHIP: ASSISTANT SOCCER COACH; APX NUMBER OF HOURS PER WEEK: 10-15 ; APX NUMBER OF HOURS DURING TRADING HOURS: 10-15 ; BRIEF DESCRIPTION OF DUTIES: TRAINING, PRACTICING, MANAGING GAME; 2) NAME OF OTHER BUSINESS: ARROW WEALTH MANAGEMENT LLC INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3)NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 12/2022; APX NUMBER OF HOURS PER WEEK: 8; APX NUMBER OF HOURS DURING TRADING HOURS: 8; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES, & LONG TERM CARE; 4) NAME OF OTHER BUSINESS: TOWN OF LINCOLN, RI (LINCOLN POLICE DEPARTMENT); INVESTMENT RELATED: NO; ADDRESS: 100 OLD RIVER RD, LINCOLN, RI, 02865; NATURE OF BUSINESS: TRAFFIC DETAILS; START DATE: 2/2023; POSITION/TITLE/RELATIONSHIP: TRAFFIC CONTROL WITH THE POLICE DEPARTMENT; APX NUMBER OF HOURS PER WEEK: 8; APX NUMBER OF HOURS DURING TRADING HOURS: 8; BRIEF DESCRIPTION OF DUTIES: KEEPING FLOW OF TRAFFIC AND MAKING SURE CONSTRUCTION SITE IS SAFE; 5. NAME OF OTHER BUSINESS: UK; INVESTMENT RELATED: NO; ADDRESS: BOSTON, MA; NATURE OF BUSINESS: ACTOR IN FILM; START DATE: 3/2023 POSITION/TITLE/RELATIONSHIP: ACTOR; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: ACTING IN BACKGROUND OF FILM AS A POLICE OFFICER; 6. NAME OF OTHER BUSINESS: NETFLIX; INVESTMENT RELATED: NO; ADDRESS: VARIOUS LOCATIONS; NATURE OF BUSINESS: ACTING; START DATE: 04/2023; POSITION/TITLE/RELATIONSHIP: ACTOR; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: ACTING ROLE IN UPCOMING SHOW FOR NETFLIX; 7) NAME OF OTHER BUSINESS: THE MINDFUL MONEY SHOW; INVESTMENT RELATED: NO; ADDRESS: 96 STEREO LANE PAXTON, MA 01612; NATURE OF BUSINESS: SPONSORED RADIO SHOW; START DATE: 5/2023; POSITION/TITLE/RELATIONSHIP: CO-HOST; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: LIVE RADIO SHOW DISCUSSING CURRENT TOPICS IN FINANCE, MARKET OVERVIEW, & GENERAL INDUSTRY OVERVIEW; 8) NAME OF OTHER BUSINESS: RI AIRPORT CORPORATION POLICE; INVESTMENT RELATED: NO; ADDRESS: 2000 POST ROAD WARWICK, RI 02886; NATURE OF BUSINESS: LAW ENFORCEMENT; START DATE: 08/2024; POSITION/TITLE/RELATIONSHIP: POLICE OFFICER; APX NUMBER OF HOURS PER WEEK: 36; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: ENSURING AIRPORT SAFETY, ENFORCING LAWS AND PROMOTING SAFETY;
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
March 21, 2024 - December 31, 2024
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
NORTH ATTLEBORO, MA
Past
March 22, 2022 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
NORTH ATTLEBORO, MA
Past
January 24, 2022 - December 31, 2024
CETERA ADVISORS LLC
BD
CRD#: 10299
NORTH ATTLEBORO, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/22/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
