Marc N. Crespi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Nmn Crespi, who also goes by Marc Crespi, was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 1981. Marc had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 2011 - March 9, 2017
BLACKROCK INVESTMENTS, LLC
April 9, 2010 - August 2, 2010
BPV RESOURCES, LLC
November 23, 2009 - August 2, 2010
CAIN BROTHERS & COMPANY, LLC
September 21, 2009 - November 11, 2009
ATLANTIC ADVISORS LLC
November 15, 2005 - January 10, 2008
MORGAN STANLEY INVESTMENT ADVISORS INC.
December 6, 1994 - January 10, 2008
MORGAN STANLEY DISTRIBUTION, INC.
July 24, 1985 - August 23, 1994
CITIGROUP GLOBAL MARKETS INC.
June 8, 1982 - June 29, 1985
PRUDENTIAL EQUITY GROUP, LLC
June 23, 1981 - August 18, 1982
ELKINS & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLACKROCK INVESTMENTS, LLC
CRD#: 38642 / SEC#: , 8-48436
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACKROCK FINANCIAL MANAGEMENT, INC | SOLE SHAREHOLDER | 107105 |
| DEVICO, JOSEPH GEORGE | MANAGER | 2808563 |
| HEROLD, MEREDITH L | MANAGER | 4792340 |
| MARCUS, ZACHARY SETH | CHIEF FINANCIAL OFFICER AND FINOP | 7040433 |
| MARO, JONATHAN MARTIN | CHIEF EXECUTIVE OFFICER AND MANAGER | 6476640 |
| MEADE, CHRISTOPHER JOSEPH | CHIEF LEGAL OFFICER | 6728448 |
| ROHE, DOMINIK | MANAGER | 3275040 |
| ROSTA, GREGORY MATTHEW | CHIEF COMPLIANCE OFFICER | 5193482 |
| RZOMP, CYNTHIA SUEN-WAH | CHIEF OPERATING OFFICER | 5221316 |
| VILLACORTA, ROLAND ESTEBAN | MANAGER | 2566073 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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