Ya Ting Yang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ya Ting Yang, who also goes by Ya Ting Yang, Amy Yang, Yating Yang, was a registered financial professional .
Ya Ting is a previously registered financial professional and started their career in finance in 2023. Ya Ting had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2024 - May 29, 2026
ERNST & YOUNG INVESTMENT ADVISERS LLP
November 20, 2023 - March 6, 2024
SUGARLOAF WEALTH MANAGEMENT, LLC
Primary Firm SEC Registration
ERNST & YOUNG INVESTMENT ADVISERS LLP
CRD#: 110921 / SEC#: 801-48596
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
ERNST & YOUNG INVESTMENT ADVISERS LLP
CRD#: 110921 / SEC#: 801-48596
Contact information
SEC notice filing (52 States and Territories)
Red Flags
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