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Ya Ting Yang
ERNST & YOUNG INVESTMENT ADVISERS LLP
Norcross, GA
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CRD#: 7332450
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Professional summary
Ya Ting Yang, who also goes by Ya Ting Yang, Amy Yang, Yating Yang, is a registered financial advisor currently at ERNST & YOUNG INVESTMENT ADVISERS LLP located in Norcross, Georgia.
Ya Ting is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Ya Ting has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ya Ting Yang | Amy Yang | Yating Yang
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Amy Yang Sole Proprietorship; non-investment related; 1908 Tree Summit Parkway, Duluth, GA 30096; Personal and Business Assistance; Operator; Owner; Start Date December 2020; 1-3 hours per month; 0 trading hours; Admin support, business support, tech support, tax preparer to friends and family. 2. Miniature Plushies; non-investment related; 1908 Tree Summit Parkway, Duluth, GA 30096; Etsy Storefront; Operator; Owner; Start November 2023; 1-3 hours per month; 0 trading hours; operations and sales of hand made toys. 3. Ya Ting Yang Notary Public; non-investment related; 2055 Sugarloaf Circle, Suite 200, Duluth, GA 30097; Notary; Notary Public; Started November 1, 2021, 1 hour per month; 1 hour per month during trading hours; Witnessing legally binding signatures on documents, Affirming the state of mind of all signees, Identifying fraud or coercion at the time of signing or other official situation, Confirming and verifying the true identity of a person signing an important document, Verifying the person's willingness to sign without duress or intimidation, Verifying the person's awareness of the contents of the document or transaction;
CRS (Client Relationship Summary) - RIA
Click below to view Ya Ting Yang's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 15, 2024 - Present
ERNST & YOUNG INVESTMENT ADVISERS LLP
Office #2: 55 Ivan Allen Jr Blvd Nw, Atlanta, GA 30308RIA
CRD#: 110921
Norcross, GA
Past
November 20, 2023 - March 6, 2024
SUGARLOAF WEALTH MANAGEMENT, LLC
RIA
CRD#: 129602
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
E&
ERNST & YOUNG INVESTMENT ADVISERS LLP
ERNST & YOUNG INVESTMENT ADVISERS LLP | ERNST & YOUNG LLP
CRD#: 110921 / SEC#: 801-48596
RIA
Registered Investment Advisory firm - (4/7/1995 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(11/15/2024)
Exams
Current Firm
E&
ERNST & YOUNG INVESTMENT ADVISERS LLP
ERNST & YOUNG INVESTMENT ADVISERS LLP | ERNST & YOUNG LLP
CRD#: 110921 / SEC#: 801-48596
RIA
Registered Investment Advisory firm - (4/7/1995 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094
Mailing Address
Phone number
(800) 273-0588
Established
Firm type
Fiscal year end
# of Employees
140
SEC notice filing (52 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
