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JM

John Joseph Mangiameli

SOUND FINANCIAL CENTER
SEQUIM, WA
·CRD# 7332383·2 years registered

Professional Summary

John Joseph Mangiameli is a registered financial advisor currently at SOUND FINANCIAL CENTER LLC located in Sequim, Washington. John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. John has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

2 years registered in the securities industry

Current & Past Employments

Current

SOUND FINANCIAL CENTER LLCCurrent·CRD# 125767
RIA
121 West Bell Street, Sequim, WA 98382
September 11, 2024 - Present

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Current Firm

SF
SOUND FINANCIAL CENTER LLC

MANGIAMELI, JOSEPH F | SOUND FINANCIAL COMPANY | SOUND FINANCIAL CENTER, LLC | SOUND FINANCIAL CENTER LLC | SOUND FINANCIAL CENTER

CRD#: 125767
Washington
Registered Investment Advisory firm - Washington (9/9/2003 Approved)

Contact Information

Main Address

121 West Bell Street, Sequim, WA 98382

Phone Number

(360) 683-4500

# of Employees

3

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

270

AUM (Assets Under Management)

$99,596,534

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Northside Consulting, LLC dba Sequim Academy of Music Not investment related 150 S. 5th Ave Unit 1 Sequim, WA 98382 Owner Started about oct 2011 under Northside Consulting, LLC dba Joyful Noise Music Center 4 hours per week Teaching ukulele and guitar to kids, bookkeeping - Hobbs Up, LLC Not investment related 201 S. Olympic View Ave Sequim, WA 98382 Aircraft Rental Owner Started 2021 0 hours per week/Month - Not operating, entity kept open for accounting purposes I used to perform admin tasks related to aircraft rental - Green Flyte, LLC Not investment related This entity held a personally owned aircraft for pleasure use. 0 hours week/month

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Washington
(9/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2024About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view John Joseph Mangiameli's CRS (Customer Relationship Summary).

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