Thomas P. Yannarella
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Patrick Yannarella was a registered financial advisor .
Thomas is a previously registered financial advisor and started their career in finance in 1981. Thomas had worked at 5 firms and has passed the Series 63, Series 7, Series 4 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2002 - July 6, 2009
PRIVATE WEALTH MANAGEMENT GROUP INC
February 24, 1996 - July 17, 2000
NATHAN & LEWIS SECURITIES, INC.
November 28, 1983 - March 10, 1994
QUICK & REILLY, INC.
November 19, 1981 - November 19, 1983
KUHNS BROTHERS & LAIDLAW, INC.
June 23, 1981 - October 2, 1981
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 4/5/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
PRIVATE WEALTH MANAGEMENT GROUP INC
CRD#: 108971 / SEC#: 801-57021
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
