FL
Fai H. Liao
RAYMOND LIAO INVESTMENT ADVISOR
ARCADIA, CA 91006
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CRD#: 7331826
FL
Professional summary
Fai Hung Liao, CFP® is a registered financial advisor currently at RAYMOND LIAO INVESTMENT ADVISOR located in Arcadia, California.
Fai is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Fai has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RAYMOND LIAO & COMPANY, APC, TAX AND ACCOUNTING SERVICES, I AM THE SOLE SHAREHOLDER OF THE FIRM (START DATE-JAN 2010). NON-INVESTMENT RELATED, ADDRESS:925 S. ATLANTIC BLVD, STE 203A, MONTEREY PARK, CA 91754. FLEXIBLE WORKING HRS, APPROXIMATE 80 HRS/MONTH. NO WORKING HRS DURING SECURITIES TRADING HRS.
FAI HUNG LIAO, SELF-EMPLOYED LIFE&HEALTH INSURANCE AGENT, START DATE-OCT 2019, NON-INVESTMENT RELATED, ADDRESS:925 S. ATLANTIC BLVD, STE 203A, MONTEREY PARK, CA 91754. FLEXIBLE WORKING HRS, APPROXIMATE 10 HRS/MONTH. NO WORKING HRS DURING SECURITIES TRADING HRS.
FAI HUNG LIAO, SLEF-EMPLOYED REAL ESTATE AGENT, START DATE-JULY 2019, NON-INVESTMENT RELATED, ADDRESS:925 S. ATLANTIC BLVD, STE 203A, MONTEREY PARK, CA 91754. FLEXIBLE WORKING HRS, APPROXIMATE 10 HRS/MONTH. NO WORKING HRS DURING SECURITIES TRADING HRS.
FAI HUNG LIAO, SLEF-EMPLOYED MORTGAGE AGENT, START DATE-NOV 2020, NON-INVESTMENT RELATED, ADDRESS:925 S. ATLANTIC BLVD, STE 203A, MONTEREY PARK, CA 91754. FLEXIBLE WORKING HRS, APPROXIMATE 10 HRS/MONTH. NO WORKING HRS DURING SECURITIES TRADING HRS.
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 26, 2021 - Present
RAYMOND LIAO INVESTMENT ADVISOR
Office #1: 440 East Huntington Dr Suite 300, Arcadia, CA 91006RIA
CRD#: 312570
ARCADIA, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(3/26/2021)
Current Firm
RL
RAYMOND LIAO INVESTMENT ADVISOR
LIAO, FAI HUNG | RAYMOND LIAO INVESTMENT ADVISOR
CRD#: 312570 / SEC#:
California
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Contact information
Main Address
440 East Huntington Dr Suite 300, Arcadia, CA 91006
Mailing Address
440 East Huntington Dr Suite 300, Arcadia, CA 91006
Phone number
(626) 768-3628
Established
Firm type
Fiscal year end
# of Employees
1
Red Flags
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Company Information
RAYMOND LIAO INVESTMENT ADVISOR
CRD#: 312570Arcadia, CA 91006TRUST BUT VERIFY
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