John T. Mcfie

WEALTH TEAM LLC

Franklin, IN

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CRD#: 7331762

Professional summary

John Tomas Mcfie, who also goes by John Mcfie, is a registered financial advisor currently at WEALTH TEAM LLC located in Franklin, Indiana.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. John has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Mcfie

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Life Benefits, LLC ; Franklin, IN; Insurance Agent since 12/2014; investment related; 140 hrs/mo;insurance sales Star Solutions LLC; Franklin, IN; Manager/Member since 05/2015; not investment related; 6 hrs/mo; software development and services Wealth Solutions, LLC; Las Vegas, NV; Manager since 03/2014; not investment related; 5 hrs/mo; books and educational material

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Tomas Mcfie's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 7, 2021 - Present

WEALTH TEAM LLC

RIA

CRD#: 312747

Franklin, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(9/29/2023)

IAR

Nevada
(4/7/2021)

IAR

Texas
(4/5/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/10/2020

Uniform Investment Adviser Law Examination

Current Firm

WEALTH TEAM LLC

CRD#: 312747 / SEC#:

Indiana

Registered Investment Advisory firm - (9/29/2023 Approved)

Nevada

Registered Investment Advisory firm - (3/26/2021 Approved)

Texas

Registered Investment Advisory firm - (4/5/2023 Conditional Restricted)

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Contact information

Main Address

Franklin, IN

Mailing Address

Phone number

(702) 944-5237

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	22
AUM (Assets Under Management)	$ 1,360,712

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John T. Mcfie

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Tomas Mcfie's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH TEAM LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/10/2020

Current Firm

WEALTH TEAM LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEALTH TEAM LLC

TRUST BUT VERIFY

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