Michael O. Rios
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Orlando Rios, who also goes by Michael Rios Orlando, Michael Rios, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2021. Michael had worked at 6 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2024 - February 3, 2025
PACTOLUS
January 25, 2024 - February 3, 2025
PACTOLUS CAPITAL PARTNERS
August 21, 2023 - January 3, 2024
REGULUS FINANCIAL GROUP, LLC
June 16, 2023 - December 18, 2023
DELTA FINANCIAL ADVISORS, INC
August 27, 2021 - October 10, 2022
CAMPBELL WEALTH MANAGEMENT, INC.
January 25, 2021 - August 18, 2021
BULL RUN INVESTMENT MANAGEMENT LLC
Primary Firm SEC Registration
PACTOLUS
CRD#: 155195 / SEC#: 801-71915
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/21/2023
General Securities Representative ExaminationCurrent Firm
PACTOLUS
CRD#: 155195 / SEC#: 801-71915
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 315 |
| AUM (Assets Under Management) | $ 182,552,022 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 11/22/2024 | ||
| 10/27/2023 | ||
| 11/22/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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