Owen M. Haworth

ENHANCING CAPITAL LLC

Harrisburg, PA 17111

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CRD#: 7331266

Professional summary

Owen Michael Haworth, who also goes by Owen Haworth, is a registered financial advisor currently at ENHANCING CAPITAL LLC located in Harrisburg, Pennsylvania.

Owen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Owen has worked at 2 firms and has passed the Series 65, Series 63, Series 86, Series 87 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Owen Haworth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Owen Michael Haworth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 22, 2023 - Present

ENHANCING CAPITAL LLC

Office #1: 5300 Derry Street, Harrisburg, PA 17111

RIA

CRD#: 290018

Harrisburg, PA

Past

June 10, 2021 - June 26, 2023

SMBC NIKKO SECURITIES AMERICA, INC.

CRD#: 28602

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ENHANCING CAPITAL LLC

CRD#: 290018 / SEC#: 801-111927

RIA

Registered Investment Advisory firm - (10/25/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(8/22/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/22/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/9/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 86

Date: 6/9/2021

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 5/24/2021

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

SIE

Date: 12/29/2020

Securities Industry Essentials Examination

Current Firm

ENHANCING CAPITAL LLC

CRD#: 290018 / SEC#: 801-111927

RIA

Registered Investment Advisory firm - (10/25/2017 Approved)

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Contact information

Main Address

5300 Derry Street, Harrisburg, PA 17111

Mailing Address

Phone number

(717) 561-4491

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV DISCLOSURE BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	49
AUM (Assets Under Management)	$ 341,983,597

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Owen M. Haworth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Owen Michael Haworth's CRS (Customer Relationship Summary).

Certified licenses

Experience

SMBC NIKKO SECURITIES AMERICA, INC.

Primary Firm SEC Registration

ENHANCING CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/22/2023

Series 63

Date: 7/9/2021

Series 86

Date: 6/9/2021

Series 87

Date: 5/24/2021

SIE

Date: 12/29/2020

Current Firm

ENHANCING CAPITAL LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ENHANCING CAPITAL LLC

TRUST BUT VERIFY

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