John Wu Jr
Professional summary
John Wu Jr, who also goes by John Wu Jr, John Wu, John Wujr, was a registered financial advisor .
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. John had worked at 5 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2026 - Present
January 2, 2024 - July 29, 2024
TD AMERITRADE, INC.
September 27, 2023 - May 12, 2026
CHARLES SCHWAB & CO., INC.
August 17, 2023 - May 12, 2026
CHARLES SCHWAB & CO., INC.
September 28, 2022 - July 26, 2023
DAVIES FINANCIAL ADVISORS, INC.
June 23, 2021 - October 3, 2022
COMMONWEALTH FINANCIAL NETWORK
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/2/2026)
Exams
Series 7TO
Date: 8/17/2023
General Securities Representative ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
