Benton J. Stockert

KEEN WEALTH ADVISORS

Overland Park, KS 66210

Some features on this profile are disabled

CRD#: 7330466

Professional summary

Benton Jon Stockert, who also goes by Benton Jon Stockert, Ben Stockert, is a registered financial advisor currently at KEEN WEALTH ADVISORS located in Overland Park, Kansas.

Benton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Benton has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Benton Jon Stockert | Ben Stockert

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benton Jon Stockert's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 23, 2024 - Present

KEEN WEALTH ADVISORS

Office #1: 7500 College Blvd., Suite 1000, Overland Park, KS 66210

RIA

CRD#: 170293

Overland Park, KS

Past

August 24, 2022 - May 30, 2024

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Lone Tree, CO

Past

September 14, 2021 - May 30, 2024

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Lone Tree, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KEEN WEALTH ADVISORS

KEEN WEALTH ADVISORS | KWMG, LLC

CRD#: 170293 / SEC#: 801-79725

RIA

Registered Investment Advisory firm - (5/23/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(7/23/2024)

IAR

Missouri
(7/23/2024)

IAR

Texas
(7/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/23/2022

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/1/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/13/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/20/2021

Securities Industry Essentials Examination

Current Firm

KEEN WEALTH ADVISORS

KEEN WEALTH ADVISORS | KWMG, LLC

CRD#: 170293 / SEC#: 801-79725

RIA

Registered Investment Advisory firm - (5/23/2014 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

7500 College Blvd., Suite 1000, Overland Park, KS 66210

Mailing Address

Phone number

(913) 624-1841

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KEEN WEALTH ADVISORS FORM ADV PART 2A - FIRM BROCHURE (3/21/2025)

FORM ADV PART 2A - APPENDIX 1: WRAP FEE PROGRAM BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts	2,605
AUM (Assets Under Management)	$ 1,040,995,987

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Martha Linsley

MORGAN STANLEY & CO. LLC

NEW YORK, NY

David Smith

FALCON WEALTH PLANNING, INC.

ONTARIO, CA

Brian Mckeighen

FBL WEALTH MANAGEMENT, LLC

IAR

West Des Moines, IA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Benton J. Stockert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benton Jon Stockert's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

KEEN WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 8/23/2022

Series 63

Date: 10/1/2021

Series 7TO

Date: 9/13/2021

SIE

Date: 7/20/2021

Current Firm

KEEN WEALTH ADVISORS

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KEEN WEALTH ADVISORS

TRUST BUT VERIFY

Similar Advisors