KP
Khush Patel
NEW EDGE WEALTH
Coral Gables, FL 33134
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CRD#: 7330296
KP
Professional summary
Khush Patel is a registered financial advisor currently at NEW EDGE WEALTH located in Coral Gables, Florida and NEWEDGE SECURITIES, LLC located in Coral Gables, Florida.
Khush is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Khush has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)NewEdge Wealth, LLC, an IAR.�Sales Assistant for investment related business for ultra-high net worth individuals. 120 hours a month during trading hours.� Home office 2200 Atlantic Street, Stamford CT, 06902.�Start Date: 03/16/2022
CRS (Client Relationship Summary) - RIA
Click below to view Khush Patel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 23, 2023 - Present
NEW EDGE WEALTH
Office #1: 299 Alhambra Circle, Suite 302, Coral Gables, FL 33134RIA
CRD#: 307771
Coral Gables, FL
Current
December 23, 2022 - Present
NEWEDGE SECURITIES, LLC
Office #1: 2525 Ponce De Leon Blvd Suite 1080, Coral Gables, FL 33134BD
CRD#: 10674
Coral Gables, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NE
NEW EDGE WEALTH
NEW EDGE WEALTH | NEWEDGE WEALTH, LLC | NEWEDGE INVESTMENT SOLUTIONS | NEW EDGE WEALTH LLC
CRD#: 307771 / SEC#: 801-118291
RIA
Registered Investment Advisory firm - (3/25/2020 Approved)Maryland
Registered Investment Advisory firm - (2/28/2020 Terminated)North Carolina
Registered Investment Advisory firm - (2/25/2020 Terminated)South Dakota
Registered Investment Advisory firm - (2/24/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (2/24/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/2/2025)
RR
California(3/6/2023)
RR
Colorado(1/17/2023)
RR
Connecticut(3/6/2023)
RR
Delaware(3/6/2023)
RR
District of Columbia(1/17/2023)
RR
Florida(1/17/2023)
IAR
Florida(3/23/2023)
RR
Georgia(3/6/2023)
RR
Hawaii(1/2/2025)
RR
Illinois(3/6/2023)
RR
Indiana(3/6/2023)
RR
Maryland(1/17/2023)
RR
Massachusetts(3/6/2023)
RR
Michigan(3/6/2023)
RR
Minnesota(3/6/2023)
RR
Missouri(3/6/2023)
RR
New Jersey(3/6/2023)
RR
New Mexico(2/6/2025)
RR
New York(3/6/2023)
RR
North Carolina(3/6/2023)
RR
Ohio(3/6/2023)
RR
Pennsylvania(3/6/2023)
RR
Rhode Island(3/6/2023)
RR
Texas(3/9/2023)
IAR
Texas(1/2/2024)
RR
Virginia(3/6/2023)
RR
Wisconsin(3/6/2023)
RR
Wyoming(3/6/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/23/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
NE
NEW EDGE WEALTH
NEW EDGE WEALTH | NEWEDGE WEALTH, LLC | NEWEDGE INVESTMENT SOLUTIONS | NEW EDGE WEALTH LLC
CRD#: 307771 / SEC#: 801-118291
RIA
Registered Investment Advisory firm - (3/25/2020 Approved)Maryland
Registered Investment Advisory firm - (2/28/2020 Terminated)North Carolina
Registered Investment Advisory firm - (2/25/2020 Terminated)South Dakota
Registered Investment Advisory firm - (2/24/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (2/24/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2200 Atlantic Street Suite 200, Stamford, CT 06902
Mailing Address
Phone number
(203) 424-2262
Established
Firm type
Fiscal year end
# of Employees
152
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,680 |
| AUM (Assets Under Management) | $ 12,064,984,416 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/27/2025 | ||
| 12/22/2023 | ||
| 01/27/2023 | ||
| 07/28/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NEW EDGE WEALTH
CRD#: 307771Coral Gables, FL 33134TRUST BUT VERIFY
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