LG
Lan Ge
TRANSAMERICA FINANCIAL ADVISORS
ALVISO, CA 95002-1107
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CRD#: 7330225
LG
Lan GeTRANSAMERICA FINANCIAL ADVISORS
Professional summary
Lan Ge, who also goes by Nicole Ge, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Alviso, California.
Lan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Lan has worked at 1 firm and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Aliases
Nicole Ge
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. . WSB is a co-brand that is used by agents affiliated with World Financial Group Insurance Agency, an insurance agency affiliate of Transamerica Financial Advisors, LLC. World System Builders (WSB) | Marketing | investment related | co brand company through WFGIA | 01/2013 | Alviso, CA Kyros Ai Corp. / 0821-Present / Investment Related: No / 251 Little Falls Drive, Wilmington, New Castle, DE 19808 / College Success Advisor / Partnership business/ Hrs. Work Monthly: 5 / Sec Trading Hrs: 0 / I will introduce the program of Kyros.ai if parents who have high school student it they want to join, then I will recommend to Kyros.ai. HIFE COLLEGE PLANNING PROGRAM/Investment Related - No/8301 E. PRENTICE AVE,. STE312, GREENWOOD VILLAGE, CO80111/PROVIDE FAMILIES WITH COLLEGE PLANNING SOLUTIONS./COLLEGE CONSULTANT/05.2013/2/0/INTRODUCE AND HELP TO ENROLL INTO THIS COLLEGE PROGRAM TO FAMILIES WHO HAVE HIGH SCHOOL STUDENTS . FIRST SIERRA INSURANCE SERVICES ,LLC/Investment Related - No/ 2150 N WINERY AVE.FRESNO, CA93703/HELP CLIENTS TO UNDERSTAND AND ENROLL IN SUITABLE HEALTH INSURANCE PROGRAM./SENIOR HEALTH INSURANCE AGENT/02.2019/5/0/HELP CLIENTS TO UNDERSTAND AND ENROLL IN SUITABLE HEALTH INSURANCE PROGRAM. HEALTH INSURANCE AGENT/Investment Related - Yes 2077 GOLD STREET, ALVISO, CA95002/Health insurance agent/HEALTH INSURANCE AGENT/09.2018/10/0/Health insurance agent IN-HOME SUPPORTIVE SERVICES PROGRAM PROGRAM \ POSITION: Provider to take care mother NATURE: IHSS program provides services to eligible people over the age of 65 and patients. INVESTMENT RELATED: No NUMBER OF HOURS: 283 SECURITIES TRADING HOURS: 6 START DATE: 08/08/2022 ADDRESS: 6955 Foothill Blvd., STE 300, Oakland CA 94605 \ DESCRIPTION: In home patient care. BROKERSNEXUS C/O INSUBUY, LLC. POSITION: Travel health insurance agent NATURE: Travel health insurance INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/28/2024 ADDRESS: 4200 Mapleshade LN , Suite 200, Plano TX 75093, United States DESCRIPTION: This is included in my health insurance service. Very less activities. If the client needs this service, then I help the client. My major health insurance is covered California health service like I got approved before. REGISTERED TAX RETURN PREPARER POSITION: Registered Tax Return preparer NATURE: Tax preparation INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2026 ADDRESS: 42533 Fern Circle, Fremont CA 94538, United States DESCRIPTION: In the tax season like every year 1/1-4/15 generally , may help people to fill tax forms. DICKERSON INSURANCE SERVICES POSITION: agent or broker NATURE: General agency ,service health insurance agents or brokers for group health insurance plan INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2026 ADDRESS: 333 N GLENOAKS BLVD,SUITE410, BURBANK CA 91502, United States DESCRIPTION: I will use their web to service group health insurance clients if need. AMWINS CONNECT INSURANCE SERVICES LLC POSITION: broker NATURE: General agency service brokers and agents for group health insurance. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2026 ADDRESS: 2677 N MAIN ST,SUITE800, SANTA ANA CA 92705, United States DESCRIPTION: As a broker or agent, I will use this company's service to service group health insurance if need . CLAREMONT INSURANCE SERVICES POSITION: broker or agent NATURE: General agency service health insurance brokesrs and agents for group health insurance INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2026 ADDRESS: 1000 BURNETT AVENUE,SUITE440, CONCORD CA 94520, United States DESCRIPTION: I will use this company's web to service group health insurance clients if need.
CRS (Client Relationship Summary) - RIA
Click below to view Lan Ge's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Lan Ge's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 30, 2022 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 2077 Gold Street, Alviso, CA 95002-1107RIA
BD
CRD#: 16164
ALVISO, CA
Current
February 16, 2021 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 2077 Gold Street, Alviso, CA 95002-1107RIA
BD
CRD#: 16164
ALVISO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/16/2021)
IAR
California(6/30/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 2/16/2021
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
