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CR

Chetan Rastogi

HERON BAY CAPITAL MANAGEMENT
Bloomfield Hills, MI 48304
Some features on this profile are disabled
CRD#: 7330130
CR

Professional summary

Chetan Rastogi is a registered financial advisor currently at HERON BAY CAPITAL MANAGEMENT located in Bloomfield Hills, Michigan.

Chetan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Chetan has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chetan Rastogi's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 20, 2021 - Present

HERON BAY CAPITAL MANAGEMENT

Office #1: 40701 Woodward Ave Suite 104, Bloomfield Hills, MI 48304
RIA
CRD#: 305537
Bloomfield Hills, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HB
HERON BAY CAPITAL MANAGEMENT
HERON BAY CAPITAL MANAGEMENT | HERON BAY CAPITAL MANAGEMENT, LLC

CRD#: 305537 / SEC#: 801-117590

RIA
Registered Investment Advisory firm - (11/12/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Michigan
(1/20/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/27/2020
Uniform Investment Adviser Law Examination

Current Firm

HB
HERON BAY CAPITAL MANAGEMENT
HERON BAY CAPITAL MANAGEMENT | HERON BAY CAPITAL MANAGEMENT, LLC

CRD#: 305537 / SEC#: 801-117590

RIA
Registered Investment Advisory firm - (11/12/2019 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
40701 Woodward Ave Suite 104, Bloomfield Hills, MI 48304
Mailing Address
Phone number
(248) 970-0900
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (1/27/2026)

Regulatory assets under management

Total Number of Accounts490
AUM (Assets Under Management)$ 643,782,110

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HERON BAY CAPITAL MANAGEMENT

CRD#: 305537Bloomfield Hills, MI 48304

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