AG
Alberto Guillen Salas
BERILIUM
SANTA ANA, CA 92704
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CRD#: 7330129
AG
Professional summary
Alberto Guillen Salas is a registered financial advisor currently at BERILIUM located in Santa Ana, California.
Alberto is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Alberto has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Alberto Guillen Salas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 7, 2023 - Present
BERILIUM
Office #1: 3720 S Susan St., Suite 250, Santa Ana, CA 92704RIA
CRD#: 327058
SANTA ANA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BE
BERILIUM
BERILIUM | BERILIUM TECHNOLOGIES, INC.
CRD#: 327058 / SEC#: 801-128216
RIA
Registered Investment Advisory firm - (7/17/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(8/7/2023)
Exams
Current Firm
BE
BERILIUM
BERILIUM | BERILIUM TECHNOLOGIES, INC.
CRD#: 327058 / SEC#: 801-128216
RIA
Registered Investment Advisory firm - (7/17/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3720 S Susan St., Suite 250, Santa Ana, CA 92704
Mailing Address
Phone number
(640) 300-0475
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 50 |
| AUM (Assets Under Management) | $ 3,577,496 |
Red Flags
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