John P. Fredrick
Professional summary
John Philip Fredrick, who also goes by John Philip Frederick, is a registered financial advisor currently at ROCKCREST FINANCIAL LLC located in Bushkill, Pennsylvania.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. John has worked at 11 firms and has passed the Series 63, SIE, Series 62, Series 22, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Philip Fredrick's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 9, 2019 - Present
ROCKCREST FINANCIAL LLC
May 25, 2016 - July 1, 2019
CYPRESS FINANCIAL PLANNING
January 2, 2009 - June 16, 2016
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
January 2, 2009 - June 16, 2016
CAMBRIDGE INVESTMENT RESEARCH, INC.
September 10, 2002 - December 31, 2008
CINCINNATI ANALYSTS, INC.
July 22, 2002 - December 31, 2008
CINCINNATI ANALYSTS, INC.
October 15, 1993 - April 21, 1997
VOYA FINANCIAL PARTNERS, LLC
January 11, 1993 - July 22, 2002
INVESTMENT ADVISORS & CONSULTANTS, INC.
March 15, 1985 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
January 26, 1983 - October 4, 1984
TOWER SQUARE SECURITIES, INC.
June 15, 1981 - February 9, 1983
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
June 15, 1981 - February 9, 1983
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/9/2019)
(2/18/2022)
Exams
Series 62
Date: 1/8/2001
Corporate Securities Limited Representative ExaminationCurrent Firm
ROCKCREST FINANCIAL LLC
CRD#: 282360 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 224 |
| AUM (Assets Under Management) | $ 37,379,822 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
