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Edward Matthew Corrigan

CERES SECURITIES
SOUTH BEND, IN
·CRD# 7329830·5 years experience

Professional Summary

Edward Matthew Corrigan, who also goes by Edward M Corrigan, is a registered financial advisor currently at CERES SECURITIES, LLC located in South Bend, Indiana. Edward is registered as a RR (Registered Representative) and started their career in finance in 2021. Edward has worked at 1 firm and has passed the Series 63, Series 7TO, Series 82TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Edward M Corrigan

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

5 years in the financial services industry

Current & Past Employments

CERES SECURITIES, LLC·CRD# 269903
BD
806 Howard St Suite 200, South Bend, IN 46617
May 7, 2021 - Present

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Current Firm

CS
CERES SECURITIES, LLC

CERES SECURITIES, LLC

CRD#: 269903 / SEC#: 8-69637
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

806 Howard St Suite 200, South Bend, IN 46617

Mailing Address

806 Howard St Suite 200, South Bend, IN 46617

Phone Number

(574) 367-4533

Established

Delaware since 05/20/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (25 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CERES PARTNERS, LLCMEMBER—
SCHOOLEY, TAMARA LYNDSEYPRESIDENT, MANAGING DIRECTOR, CCO6771423

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Illinois
(5/24/2021)
RR
Indiana
(5/24/2021)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2021About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Aug 2022About the Series 7TO exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed May 2021About the Series 82TO exam

SIE — Securities Industry Essentials Examination

Passed Dec 2020About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Edward Matthew Corrigan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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