AM
Andrew T. Matuzak
AVANTAX PLANNING PARTNERS
Saginaw, MI 48604
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CRD#: 7329825
AM
Professional summary
Andrew Thomas Matuzak, who also goes by Andrew T Matuzak, Andrew Thomas Matuzak, is a registered financial advisor currently at AVANTAX PLANNING PARTNERS, INC. located in Saginaw, Michigan and CETERA WEALTH SERVICES, LLC located in Saginaw, Michigan.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Andrew has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrew T Matuzak | Andrew Thomas Matuzak
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SVSU COLLEGE OF BUSINESS & MANAGEMENT ADVISORY BOARD; Board Member; Our board helps provide input on curriculum and various programs for students through SVSU's College of Business and Management; NIR; HRS 1; HRS 0; 01/01/2019; 7400 Bay Road, CCB 302, University Center MI 48710; provide input on curriculum and how SVSU can adapt with the changing needs of their community and business partners to maintain competitive with today's job market. 2) APP; Independent Advisor Representative; I provide investment-related advice to clients through Avantax Planning Partners; IR; HRS 10; HRS 10; 12/09/2022; 5300 BAY ROAD, SUITE 500, SAGINAW MI 48064; Financial AdviceTax Planning Investment Planning Estate Planning Communications with clients 3) YEO & YEO P.C., CPAS & BUSINESS ADVISORS; Senior Manager; Yeo & Yeo PC is an accounting firm; NIR; HRS 140; HRS 110; 12/05/2011; 5300 BAY ROAD, SUITE 100, SAGINAW MI 48604; Tax planningTax preparationExamination servicesBusiness consultingFinancial statementsAccounting services 4) 103 PROVINCIAL COURT #31, LLC; Manager; This LLC owned and operated a single rental property up until it was sold in August 2023. The property was a condominium located at 103 Provincial Court #31, Saginaw, MI 48638. The LLC is still being maintained but does not have any assets as of August 31, 2023; IR; HRS 1; HRS 0; 02/03/2020; 711 Timberwood Ln, SAGINAW MI 48609; Prior to September 2023:Management of residential rental propertyCollection of rentMaintenanceContracting repairsPaying bills 5) ROTARY INTERNATIONAL CLUB OF SAGINAW VALLEY, ROTARY CLUB OF SAGINAW VALLEY POSITION: Treasurer NATURE: Rotary is a service organization and ou local club is a non-profit organization on which I serve as a board member. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 6 START DATE: 09/01/2013 ADDRESS: PO Box 6161, SAGINAW MI 48608 DESCRIPTION: Treasurer:Collecting duesPaying billsBookkeepingReporting financial information to club boardCollecting payments for weekly lunch meetings 6) THOMAS TOWNSHIP BUSINESS ASSOCIATION POSITION: Treasurer NATURE: This is a group of business owners and community leaders within Thomas Township, MI. We hold meetings several months of the year on various business and civic topics and also raise funds from local businesses to support community projects within Thomas Township. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 6 START DATE: 09/01/2020 ADDRESS: PO Box 6475, SAGINAW MI 48608, DESCRIPTION: Treasurer:Issing invoices for payments by members, including duesCollection of paymentsPaying billsBookkeeping and accounting functionsRecordkeeping of financial information
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Thomas Matuzak's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 12, 2021 - Present
AVANTAX PLANNING PARTNERS, INC.
Office #1: 5300 Bay Road Suite 400, Saginaw, MI 48604RIA
CRD#: 106237
Saginaw, MI
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 5300 Bay Road Suite 500, Saginaw, MI 48604BD
CRD#: 13572
SAGINAW, MI
Past
January 20, 2023 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
SAGINAW, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(9/5/2025)
RR
Florida(9/5/2025)
RR
Hawaii(9/5/2025)
RR
Iowa(9/5/2025)
IAR
Michigan(2/12/2021)
RR
Michigan(9/5/2025)
RR
Nevada(9/5/2025)
RR
Ohio(9/5/2025)
RR
Tennessee(9/5/2025)
IAR
Texas(8/8/2025)
RR
Texas(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/20/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3390 Asbury Road, Dubuque, IA 52002-2801
Mailing Address
Phone number
(563) 582-2855
Established
Firm type
Fiscal year end
# of Employees
254
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 13,679 |
| AUM (Assets Under Management) | $ 6,933,162,284 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/20/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
