Jeffrey C. Pellar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Charles Pellar was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1981. Jeffrey had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2006 - June 30, 2017
NFSG CORPORATION
February 9, 2006 - June 30, 2017
NEWBRIDGE SECURITIES CORPORATION
March 8, 2004 - February 10, 2006
AMERIPRISE ADVISOR SERVICES, INC.
January 22, 2004 - February 10, 2006
AMERIPRISE ADVISOR SERVICES, INC.
September 1, 2000 - January 22, 2004
WELLS FARGO CLEARING SERVICES, LLC
August 5, 2000 - January 22, 2004
WELLS FARGO CLEARING SERVICES, LLC
December 2, 1997 - August 5, 2000
GLEACHER & COMPANY SECURITIES, INC.
November 13, 1995 - October 10, 1997
MESIROW FINANCIAL, INC.
March 14, 1988 - November 10, 1995
RODMAN & RENSHAW INC.
April 25, 1983 - March 9, 1988
THE CHICAGO CORPORATION
March 28, 1983 - May 3, 1983
L. F. ROTHSCHILD & CO. INCORPORATED
May 20, 1982 - December 20, 1982
A. G. EDWARDS & SONS, INC.
June 23, 1981 - May 14, 1982
OBERWEIS SECURITIES, INC.
Primary Firm SEC Registration
NFSG CORPORATION
CRD#: 130814 / SEC#: 801-68448
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 12/12/1981
Interest Rate Options ExaminationCurrent Firm
NFSG CORPORATION
CRD#: 130814 / SEC#: 801-68448
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,587 |
| AUM (Assets Under Management) | $ 813,494,847 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
