Chung Hei Sing

APPLIED DERIVATIVE RESEARCH OR "ADR"

Rockville, MD

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CRD#: 7329649

Professional summary

Chung Hei Sing is a registered financial advisor currently at APPLIED DERIVATIVE RESEARCH OR "ADR" located in Rockville, Maryland.

Chung Hei is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Chung Hei has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Maryland Technology Development Corporation The business is investment-related 7021 Columbia Gateway Drive, Suite 200 Columbia, MD 21046 The business focuses on economic development through early-stage investments Board Member July 2019 5 hours per month 2 hours per month during securities trading hours Provide oversight to the organization.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chung Hei Sing's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 3, 2022 - Present

APPLIED DERIVATIVE RESEARCH OR "ADR"

RIA

CRD#: 312490

Rockville, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(3/3/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/6/2021

Uniform Investment Adviser Law Examination

Current Firm

APPLIED DERIVATIVE RESEARCH OR "ADR"

APPLIED DERIVATIVE RESEARCH OR "ADR" | APPLIED DERIVATIVE RESEARCH, LLC

CRD#: 312490 / SEC#: 801-120339

RIA

Registered Investment Advisory firm - (12/6/2023 Terminated)

Maryland

Registered Investment Advisory firm - (11/13/2023 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Rockville, MD

Mailing Address

Phone number

(646) 520-6882

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Part 2 Brochures

APPLIED DERIVATIVE RESEARCH LLC_FORM ADV PART 2 (11/10/2023)

Regulatory assets under management

Total Number of Accounts	5
AUM (Assets Under Management)	$ 100,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Chung Hei Sing

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chung Hei Sing's CRS (Customer Relationship Summary).

Certified licenses

Experience

APPLIED DERIVATIVE RESEARCH OR "ADR"

State Registrations and Notice Filings

Exams

Series 65

Date: 1/6/2021

Current Firm

APPLIED DERIVATIVE RESEARCH OR "ADR"

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

APPLIED DERIVATIVE RESEARCH OR "ADR"

TRUST BUT VERIFY

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