Oswald Dunker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Oswald Dunker was a registered financial professional .
Oswald is a previously registered financial professional and started their career in finance in 1981. Oswald had worked at 12 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 1995 - April 8, 1997
AEGON USA SECURITIES INC.
May 18, 1994 - February 7, 1995
MONTANO SECURITIES CORPORATION
March 22, 1993 - December 31, 1993
SCHNEIDER SECURITIES, INC.
April 10, 1992 - January 8, 1993
TAMARON INVESTMENTS, INC.
February 28, 1991 - March 26, 1992
TAMARON INVESTMENTS, INC.
October 31, 1990 - February 21, 1991
FAIRCHILD FINANCIAL GROUP, INC.
September 23, 1988 - March 4, 1991
FIRST EAGLE, INC.
November 11, 1986 - November 2, 1988
SECURITIES USA, INC.
November 14, 1985 - November 3, 1986
TAMARON INVESTMENTS, INC.
December 21, 1984 - January 1, 1986
BRODIS SECURITIES INCORPORATED
September 28, 1982 - October 26, 1982
B & L SECURITIES CORPORATION
April 28, 1982 - March 9, 1982
G. S. OMNI CORPORATION
November 29, 1981 - December 6, 1984
VANTAGE SECURITIES OF COLORADO, INC.
May 18, 1981 - July 15, 1982
OMNI-SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
AEGON USA SECURITIES INC.
CRD#: 13302 / SEC#: , 8-9158
Contact information
Documents
Red Flags
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