Katie L. Blechschmidt

FMI FINANCIAL, LTD.

Oak Brook,, IL

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CRD#: 7329373

Professional summary

Katie Lynn Blechschmidt, CFP®, who also goes by Katie Lynn Hayes, is a registered financial advisor currently at FMI FINANCIAL, LTD. located in Oak Brook,, Illinois.

Katie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Katie has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Katie Lynn Hayes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katie Lynn Blechschmidt's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

April 22, 2021 - Present

FMI FINANCIAL, LTD.

RIA

CRD#: 299806

Oak Brook,, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(4/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

FMI FINANCIAL, LTD.

CRD#: 299806 / SEC#:

Illinois

Registered Investment Advisory firm - (1/29/2019 Approved)

Texas

Registered Investment Advisory firm - (4/2/2020 Conditional Restricted)

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Contact information

Main Address

Oak Brook,, IL

Mailing Address

Phone number

(630) 645-3828

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	470
AUM (Assets Under Management)	$ 72,281,027

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Katie L. Blechschmidt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katie Lynn Blechschmidt's CRS (Customer Relationship Summary).

Certified licenses

Experience

FMI FINANCIAL, LTD.

State Registrations and Notice Filings

Exams

Current Firm

FMI FINANCIAL, LTD.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FMI FINANCIAL, LTD.

TRUST BUT VERIFY

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