Nnaemeka C. Ofodire
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nnaemeka C Ofodire, who also goes by Ofodire Chidike Nnaemeka, Ofodire Nnaemeka, Nnaemeka C Ofodire, Nnaemeka Chidike Ofodire, was a registered financial professional .
Nnaemeka is a previously registered financial professional and started their career in finance in 2021. Nnaemeka had worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 2023 - September 13, 2023
COMPOUND ADVISERS, INC.
January 24, 2022 - November 29, 2022
MORGAN STANLEY
November 18, 2021 - November 29, 2022
MORGAN STANLEY
May 15, 2021 - October 29, 2021
SANFORD C. BERNSTEIN & CO., LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 5/14/2021
General Securities Representative ExaminationCurrent Firm
COMPOUND ADVISERS, INC.
CRD#: 306341 / SEC#: 801-122303
Contact information
Regulatory assets under management
| Total Number of Accounts | 339 |
| AUM (Assets Under Management) | $ 316,852,631 |
Red Flags
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