Michael J. Greer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Jerome Greer was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1981. Michael had worked at 10 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2005 - December 4, 2013
WAVELAND CAPITAL PARTNERS LLC
February 8, 2002 - April 29, 2025
WAVELAND CAPITAL PARTNERS LLC
July 20, 2001 - November 6, 2001
EMPIRE FINANCIAL GROUP, INC.
May 21, 1999 - July 20, 2001
CENTENNIAL CAPITAL MANAGEMENT, INC.
August 1, 1997 - May 25, 1999
COLEMAN & COMPANY SECURITIES, INC.
October 3, 1996 - August 14, 1997
T.L. GROUP, INC.
June 27, 1991 - October 13, 1994
CULLUM & SANDOW SECURITIES, INC.
November 4, 1985 - July 15, 1989
DUNHAM
September 28, 1984 - September 5, 1985
LPL FINANCIAL LLC
July 24, 1984 - August 1, 1984
ASSOCIATED SECURITIES CORP.
August 28, 1981 - August 10, 1984
LPL FINANCIAL LLC
June 15, 1981 - October 17, 1983
WORLD CAPITAL BROKERAGE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
WAVELAND CAPITAL PARTNERS LLC
CRD#: 40054 / SEC#: , 8-48962
Contact information
FINRA licenses (49 States and Territories)
Disclosures
| Arbitration | 2 |
Red Flags
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