CD
Connor W. Dye
3 PEAKS FINANCIAL
Ammon, ID 83406
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CRD#: 7328913
CD
Professional summary
Connor Warren Dye is a registered financial advisor currently at 3 PEAKS FINANCIAL located in Ammon, Idaho.
Connor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Connor has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Resident Producer; Resident Producer of Accident & Health or Sickness, Life Insurance; Investment Related: Yes; Location: 2677 E 17th St Ste 100, Ammon, ID, 83406; Description of the business: Offer insurance products and policies through LPL affiliated insurance companies such as: Life insurance, Long-Term Care Insurance, Disability Insurance, Fixed Annuity, and Medicare Supplement plan; Responsibilities Duties: -Educating on types of insurance policies: assisting clients with application and onboarding and answering ongoing questions from client; Start date with business: 2021-05-17; Hours devoted to business during trading hours: 5; Hours devoted to business outside trading hours: 5; Percentage of total yearly compensation expected to be derived from the business: 5;
CRS (Client Relationship Summary) - RIA
Click below to view Connor Warren Dye's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 20, 2021 - Present
3 PEAKS FINANCIAL
Office #1: 2677 E 17th Street, Suite 100, Ammon, ID 83406RIA
CRD#: 296817
Ammon, ID
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Idaho(1/20/2021)
IAR
Washington(4/19/2021)
Current Firm
3P
3 PEAKS FINANCIAL
3 PEAKS FINANCIAL | 3 PEAKS FINANCIAL, LLC | 3 PEAKS FINANCIAL ADVISORS, LLC
CRD#: 296817 / SEC#:
Arizona
Registered Investment Advisory firm - (5/27/2022 Approved)Idaho
Registered Investment Advisory firm - (6/12/2018 Approved)Montana
Registered Investment Advisory firm - (6/29/2018 Approved)Utah
Registered Investment Advisory firm - (3/17/2020 Approved)Washington
Registered Investment Advisory firm - (4/19/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2677 E 17th Street, Suite 100, Ammon, ID 83406
Mailing Address
Phone number
(208) 881-5505
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 463 |
| AUM (Assets Under Management) | $ 49,421,333 |
Red Flags
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