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SH

Stephen P. Harro

INCOME MANAGEMENT COMPANY
IDLEDALE, CO
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CRD#: 732891
SH

Professional summary


Stephen Paul Harro is a registered financial advisor currently at INCOME MANAGEMENT COMPANY located in Idledale, Colorado.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Stephen has worked at 6 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INCOME MANAGEMENT COMPANY (RIA) 21878 MILLER LN IDLEDALE, CO 80453 PRESIDENT 1-1-1986 160 HRS / MONTH

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Stephen Paul Harro's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 1, 1999 - Present

INCOME MANAGEMENT COMPANY

RIA
CRD#: 113682
IDLEDALE, CO
Past

April 5, 2012 - July 23, 2012

CALES INVESTMENTS, INC.

BD
CRD#: 18830
DENVER, CO
Past

June 28, 1990 - March 22, 2012

OMNIVEST, INC.

BD
CRD#: 13396
IDLEDALE, CO
Past

August 30, 1984 - July 16, 1990

WOMEN SECURITIES INTERNATIONAL

BD
CRD#: 10422
LITTLETON, CO
Past

December 1, 1982 - September 12, 1984

CETERA ADVISORS LLC

BD
CRD#: 10299
Past

June 23, 1981 - December 2, 1982

EQUITEC SECURITIES COMPANY

BD
CRD#: 6463

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(1/1/1999)

Exams


State Security Law Exam
RR
Series 63
Date: 5/3/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


IM
INCOME MANAGEMENT COMPANY
INCOME MANAGEMENT COMPANY

CRD#: 113682 / SEC#:

Colorado
Registered Investment Advisory firm - (1/1/1999 Approved)
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Contact information


Main Address
Idledale, CO
Mailing Address
Phone number
(303) 697-4910
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts23
AUM (Assets Under Management)$ 11,679,287

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


INCOME MANAGEMENT COMPANY

CRD#: 113682Idledale, CO

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