Ethan J. Dan
Professional summary
Ethan Jordan Dan, who also goes by Ethan Jordan Dan, is a registered financial professional currently at TD FINANCIAL PRODUCTS LLC located in New York, New York.
Ethan is registered as a RR (Registered Representative) and started their career in finance in 2021. Ethan has worked at 3 firms and has passed the Series 63, Series 52TO, Series 57TO, SIE, Series 7TO and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ethan Jordan Dan's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 21, 2025 - Present
TD FINANCIAL PRODUCTS LLC
Office #1: One Vanderbilt Avenue, New York, NY 10017January 12, 2022 - December 13, 2023
FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC
February 15, 2021 - May 17, 2024
FLOW TRADERS U.S. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/21/2025)
Exams
Series 52TO
Date: 1/11/2022
Municipal Securities Representative ExaminationSeries 57TO
Date: 3/13/2021
Securities Trader ExamSeries 7TO
Date: 2/12/2021
General Securities Representative ExaminationFINRA
Current Firm
TD FINANCIAL PRODUCTS LLC
CRD#: 154838 / SEC#: , 8-68677
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.) INC. | OWNER | |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| JENKINS, CHRISTINE J | FINANCIAL & OPERATIONS PRINCIPAL | 4911933 |
| MANNION, MARTIN | CO-HEAD OF ELECTRONIC TRADING | 4830837 |
| ORTIZ, JORGE LUIS | CHIEF FINANCIAL OFFICER | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
| SCHRAGER, MATTHEW | CO-HEAD OF ELECTRONIC TRADING | 6488305 |
| SUNDRAM, JEFFREY JOSEPH RODRIGUES | CHIEF COMPLIANCE OFFICER | 6191294 |
Red Flags
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