SM
Stephen M. Machado
EAGLE STRATEGIES LLC
ELK GROVE, CA 95758
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CRD#: 7328760
SM
Professional summary
Stephen Michael Machado is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Elk Grove, California and NYLIFE SECURITIES LLC located in Elk Grove, California.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Stephen has worked at 3 firms and has passed the Series 63, Series 65, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Republic Crowd Funding; Crowd Funding; 149 E. 23 Street New York NY 10010; Start Date: 01/2015; Role/Title: Investor; Investment related; 0 hours per month; 0 hours per month during securities trading hours; I have no participation in this company or the companies I invested in.] [Knights of Columbus Galt CA; Newly elected officer of Knights of Columbus. Galt Council Advocate; 1 Columbus Plaza New Haven CT 05610; Start Date: 07/2023; Role/Title: Officer; Not investment related; 2 hours per month; 0 hours per month during securities trading hours; From 07/01/2023 to 06/30/2024 I will be the Galt Council Advocate. This role is not involved with any financial responsibility.] [Search Marketing By Design; In 2012 I started SMBD in 2015 I closed that business but still maintain the websites for three remaining clients.; 8665 Florin Road Unit 184 Sacramento CA 95828; Start Date: 01/2012; Role/Title: Owner; Not investment related; 2 hours per month; 0 hours per month during securities trading hours; Once a month I make sure the three websites are up and running. If they drop in rank on Google I make an adjustment to improve rank. If the client adds or drops a product I make the changes. This business takes about two hours of my time each month. I do not market this business, I do not have a website for this business and I do not take on new clients for this business.] [Golf Green Mobile Estates; This is a resident owned retirement community of 185 manufactured home. Each lot owner owns 1/185 of the community including myself. ; 8665 Florin Road, Sacramento CA 95828; Start Date 01/2024; Role/Title: Officer; Not Investment Related; 20 hours per month; 2 hours per month during securities trading hours; president - preside over board, the function of the board is to adopt, publish, amend, repeal, and enforce rules regulations of the community(a 185 unit resident owned mobile home park). My function will also be to communicate with the management company as needed on a limited bases.][Insurance Brokering; APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 9280 W. Stockton Blvd. Suite 200, Elk Grove California 95758; Start Date 04/2025; Role/Title: Insurance Broker; Investment Related; 8 hours per month; 8 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Michael Machado's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 25, 2024 - Present
EAGLE STRATEGIES LLC
Office #1: 9280 W Stockton Blvd Suite 200, Elk Grove, CA 95758RIA
CRD#: 110826
ELK GROVE, CA
Current
November 22, 2023 - Present
NYLIFE SECURITIES LLC
Office #1: 9280 W Stockton Blvd Suite 200, Elk Grove, CA 95758-8073BD
CRD#: 5167
Elk Grove, CA
Past
August 25, 2021 - December 1, 2022
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
RIA
CRD#: 174129
Galt, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/27/2024)
IAR
California(10/25/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 11/22/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Elk Grove, CA 95758TRUST BUT VERIFY
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